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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOM icon
101
iShares Core Moderate Allocation ETF
AOM
$1.78B
$3.11M 0.22%
69,925
+33,269
+91% +$1.45M
SCHV
102
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$3.08M 0.22%
141,942
+34,149
+32% +$711K
DOCU
103
CALL
DocuSign
DOCU
$11.3B
$3.07M 0.22%
+15,451
New +$3.58M
PTNQ icon
104
Pacer Trendpilot 100 ETF
PTNQ
$1.27B
$3.06M 0.22%
58,460
+6,970
+14% +$366K
MUB icon
105
iShares National Muni Bond ETF
MUB
$46B
$3.04M 0.22%
26,151
+6,408
+32% +$747K
XMLV icon
106
Invesco S&P MidCap Low Volatility ETF
XMLV
$749M
$3.03M 0.21%
58,283
+212
+0.4% +$10.7K
SPYG icon
107
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.6B
$3M 0.21%
53,230
+946
+2% +$53K
HYLS icon
108
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$3M 0.21%
61,616
+4,732
+8% +$231K
ESGU icon
109
iShares ESG Aware MSCI USA ETF
ESGU
$18.5B
$2.99M 0.21%
32,894
+28,898
+723% +$2.57M
FTXR icon
110
First Trust Nasdaq Transportation ETF
FTXR
$1.06B
$2.97M 0.21%
90,156
+18,185
+25% +$558K
PTBD icon
111
Pacer Trendpilot US Bond ETF
PTBD
$86.4M
$2.96M 0.21%
+108,646
New +$2.98M
FXL icon
112
First Trust Technology AlphaDEX Fund
FXL
$2.89B
$2.89M 0.2%
25,435
+2,802
+12% +$323K
IGPT icon
113
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$2.85M 0.2%
54,834
-975
-2% -$53.6K
XLI icon
114
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$2.84M 0.2%
28,817
-122,579
-81% -$11.2M
VCIT icon
115
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$2.83M 0.2%
30,459
+3,550
+13% +$337K
ARKK icon
116
ARK Innovation ETF
ARKK
$6.5B
$2.8M 0.2%
23,312
+781
+3% +$106K
FMB icon
117
First Trust Managed Municipal ETF
FMB
$2.07B
$2.79M 0.2%
49,443
+4,622
+10% +$262K
JPST icon
118
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$2.78M 0.2%
54,896
-53,788
-49% -$2.73M
VEU icon
119
Vanguard FTSE All-World ex-US ETF
VEU
$70.7B
$2.75M 0.2%
45,316
+13,397
+42% +$815K
RVT icon
120
Royce Value Trust
RVT
$2.32B
$2.72M 0.19%
150,050
-11,227
-7% -$199K
LUV icon
121
Southwest Airlines
LUV
$22.2B
$2.71M 0.19%
12,617
-747
-6% -$39.7K
CSCO icon
122
Cisco
CSCO
$452B
$2.71M 0.19%
52,460
-2,366
-4% -$111K
EBAY icon
123
eBay
EBAY
$46.4B
$2.71M 0.19%
+95,758
New +$5.55M
ABBV icon
124
AbbVie
ABBV
$446B
$2.7M 0.19%
24,912
+178
+0.7% +$19K
PDP icon
125
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$2.64M 0.19%
30,976
+1,900
+7% +$166K
3 4
5
6 7

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.