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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
101
iShares Core S&P Small-Cap ETF
IJR
$113B
$2.4M 0.21%
34,219
+7,525
+28% +$539K
FMB icon
102
First Trust Managed Municipal ETF
FMB
$2.07B
$2.34M 0.2%
42,016
+3,257
+8% +$182K
IGPT icon
103
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$2.32M 0.2%
56,232
+552
+1% +$22.2K
EFAV icon
104
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$2.3M 0.2%
33,823
-9,368
-22% -$638K
JPM icon
105
JPMorgan Chase
JPM
$963B
$2.3M 0.2%
23,916
-1,623
-6% -$159K
GRWG icon
106
CALL
GrowGeneration
GRWG
$107M
$2.28M 0.19%
+140,943
New +$1.68M
QEFA icon
107
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$2.27M 0.19%
+36,790
New +$2.28M
VNQI icon
108
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$2.27M 0.19%
46,719
-342
-0.7% -$16.6K
VB icon
109
Vanguard Morningstar Small-Cap ETF
VB
$83.2B
$2.26M 0.19%
14,693
-1,846
-11% -$284K
ARKK icon
110
ARK Innovation ETF
ARKK
$6.49B
$2.24M 0.19%
24,396
-1,129
-4% -$96.6K
PFE icon
111
Pfizer
PFE
$153B
$2.23M 0.19%
64,099
+5,815
+10% +$204K
VNQ icon
112
Vanguard Real Estate ETF
VNQ
$39B
$2.23M 0.19%
28,190
-6,303
-18% -$506K
SCHF icon
113
Schwab International Equity ETF
SCHF
$69.3B
$2.2M 0.19%
139,878
-9,534
-6% -$150K
SPMD icon
114
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19B
$2.19M 0.19%
+67,226
New +$2.21M
VGT icon
115
Vanguard Information Technology ETF
VGT
$151B
$2.18M 0.19%
56,008
+720
+1% +$27.1K
MUB icon
116
iShares National Muni Bond ETF
MUB
$45.9B
$2.16M 0.18%
18,638
-1,771
-9% -$206K
VOT icon
117
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.2B
$2.14M 0.18%
11,884
-53
-0.4% -$9.35K
CSCO icon
118
Cisco
CSCO
$448B
$2.09M 0.18%
53,019
-7,047
-12% -$307K
QTEC icon
119
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.91B
$2.08M 0.18%
17,790
+11,850
+199% +$1.37M
FXL icon
120
First Trust Technology AlphaDEX Fund
FXL
$2.89B
$2.08M 0.18%
22,853
+15,186
+198% +$1.34M
ABBV icon
121
AbbVie
ABBV
$445B
$2.08M 0.18%
23,687
+3,553
+18% +$335K
VXUS icon
122
Vanguard Total International Stock ETF
VXUS
$164B
$2.06M 0.18%
39,572
-1,613
-4% -$84.6K
MTUM icon
123
iShares MSCI USA Momentum Factor ETF
MTUM
$26.3B
$2.02M 0.17%
13,792
+1,842
+15% +$263K
AOM icon
124
iShares Core Moderate Allocation ETF
AOM
$1.78B
$2.02M 0.17%
25,695
+4,474
+21% +$183K
MCD icon
125
McDonald's
MCD
$194B
$2M 0.17%
9,136
-26
-0.3% -$5.34K
3 4
5
6 7

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.