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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+19.03%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$354M
Cap. Flow
+$192M
Cap. Flow %
18.18%
Top 10 Hldgs %
19.93%
Holding
646
New
168
Increased
253
Reduced
160
Closed
39

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12.5M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.6M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$10.4M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$7.69M
5
SLV icon
iShares Silver Trust
SLV
+$4.53M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$16.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
3
AMZN icon
Amazon
AMZN
+$12.9M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.2M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.95M

Sector Composition

Rank Sector Weight
1 Technology 9.43%
2 Consumer Discretionary 2.61%
3 Healthcare 2.43%
4 Industrials 2.36%
5 Communication Services 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMLV icon
101
Invesco S&P MidCap Low Volatility ETF
XMLV
$749M
$2.47M 0.23%
59,771
+5,901
+11% +$244K
RVT icon
102
Royce Value Trust
RVT
$2.32B
$2.45M 0.23%
195,452
+1,699
+0.9% +$19.5K
IWF icon
103
iShares Russell 1000 Growth ETF
IWF
$129B
$2.45M 0.23%
51,060
-2,000
-4% -$88.1K
XHB icon
104
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$2.43M 0.23%
+78,863
New +$2.99M
FDT icon
105
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$2.43M 0.23%
51,828
+219
+0.4% +$9.73K
IUSG icon
106
iShares Core S&P US Growth ETF
IUSG
$34.1B
$2.43M 0.23%
33,751
+779
+2% +$51.8K
VB icon
107
Vanguard Morningstar Small-Cap ETF
VB
$83.4B
$2.42M 0.23%
16,539
-2,280
-12% -$306K
JPM icon
108
JPMorgan Chase
JPM
$971B
$2.4M 0.23%
25,539
+7,640
+43% +$725K
MUB icon
109
iShares National Muni Bond ETF
MUB
$46B
$2.35M 0.22%
20,409
+1,028
+5% +$117K
MBB icon
110
iShares MBS ETF
MBB
$39.2B
$2.35M 0.22%
37,700
+21,821
+137% +$2.42M
BIZD icon
111
VanEck BDC Income ETF
BIZD
$1.7B
$2.34M 0.22%
192,940
+127,859
+196% +$1.42M
DOCU
112
DocuSign
DOCU
$11.2B
$2.29M 0.22%
13,293
+951
+8% +$120K
PPTY
113
US Diversified Real Estate ETF
PPTY
$25.6M
$2.27M 0.22%
86,474
+260
+0.3% +$6.62K
SCHF icon
114
Schwab International Equity ETF
SCHF
$69.4B
$2.22M 0.21%
149,412
-8,882
-6% -$125K
XLF icon
115
State Street Financial Select Sector SPDR ETF
XLF
$59.4B
$2.2M 0.21%
57,129
+15,645
+38% +$355K
VNQI icon
116
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$2.2M 0.21%
+47,061
New +$2.13M
TDOC icon
117
Teladoc Health
TDOC
$1.27B
$2.15M 0.2%
11,252
+116
+1% +$20.3K
FMB icon
118
First Trust Managed Municipal ETF
FMB
$2.07B
$2.13M 0.2%
38,759
+7,357
+23% +$396K
IGPT icon
119
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$2.13M 0.2%
55,680
+37,368
+204% +$1.28M
VWO icon
120
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$2.1M 0.2%
53,095
-66,179
-55% -$2.45M
SCHG icon
121
Schwab US Large-Cap Growth ETF
SCHG
$63.2B
$2.08M 0.2%
164,088
-12,768
-7% -$149K
SPYG icon
122
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.7B
$2.08M 0.2%
46,195
+20,442
+79% +$849K
VCIT icon
123
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$2.05M 0.19%
21,578
+4,814
+29% +$443K
DLN icon
124
WisdomTree US LargeCap Dividend Fund
DLN
$6.46B
$2.04M 0.19%
44,396
-486
-1% -$21.9K
VXUS icon
125
Vanguard Total International Stock ETF
VXUS
$164B
$2.02M 0.19%
41,185
+2,703
+7% +$125K
3 4
5
6 7

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CWM
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Financial Advocates Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, Financial Advocates Investment Management held 646 positions worth $1.06B, up 51% from $701M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $192M of net new capital in Q2 2020, opening 168 new positions and adding to 253 existing holdings. Its largest new stake was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $3.95M trimmed.

  • Financial Advocates Investment Management's largest Q2 2020 buy was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.
  • Financial Advocates Investment Management added most to Vanguard Short-Term Treasury ETF in Q2 2020, an estimated $12.5M increase.
  • Financial Advocates Investment Management's biggest Q2 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $3.95M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q2 2020, selling an estimated $16.3M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.06B portfolio in Q2 2020.
  • Financial Advocates Investment Management opened 168 new positions and closed 39 in Q2 2020.
  • Financial Advocates Investment Management's portfolio value rose 51% quarter-over-quarter to $1.06B.

Based on Financial Advocates Investment Management's 13F filing for Q2 2020, filed 14 Aug 2020.