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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
101
iShares National Muni Bond ETF
MUB
$45.9B
$2.21M 0.28%
19,887
+4,238
+27% +$465K
RVT icon
102
Royce Value Trust
RVT
$2.31B
$2.21M 0.28%
160,687
+42,762
+36% +$580K
SPDW icon
103
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.9B
$2.15M 0.27%
73,739
+6,005
+9% +$171K
ADP icon
104
Automatic Data Processing
ADP
$107B
$2.14M 0.27%
13,384
-62
-0.5% -$9.01K
GSEW icon
105
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.06B
$2.08M 0.26%
45,960
– –
HDV
106
iShares Core High Dividend ETF
HDV
$15B
$2.07M 0.26%
111,010
+4,305
+4% +$77.3K
VIG icon
107
Vanguard Dividend Appreciation ETF
VIG
$115B
$2.05M 0.26%
18,728
-16,220
-46% -$1.71M
FTC icon
108
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$2M 0.25%
29,951
+22,017
+278% +$1.4M
IJT icon
109
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$1.99M 0.25%
22,276
-270
-1% -$23.9K
FXL icon
110
First Trust Technology AlphaDEX Fund
FXL
$2.84B
$1.98M 0.25%
30,962
+51
+0.2% +$3.07K
BCX icon
111
BlackRock Resources & Commodities Strategy Trust
BCX
$965M
$1.98M 0.25%
242,148
+43,664
+22% +$345K
IMCV icon
112
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$1.94M 0.24%
37,434
-1,104
-3% -$56.2K
ITB icon
113
iShares US Home Construction ETF
ITB
$2.34B
$1.93M 0.24%
54,849
-64
-0.1% -$2.17K
JPM icon
114
JPMorgan Chase
JPM
$971B
$1.91M 0.24%
18,849
+30
+0.2% +$3.09K
RTX icon
115
RTX Corp
RTX
$300B
$1.88M 0.23%
23,199
-1,191
-5% -$90.5K
PRF icon
116
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$1.88M 0.23%
82,715
-2,095
-2% -$46.2K
IJS icon
117
iShares S&P Small-Cap 600 Value ETF
IJS
$8.36B
$1.8M 0.22%
24,378
-64
-0.3% -$4.73K
SCHA icon
118
Schwab U.S Small- Cap ETF
SCHA
$23.3B
$1.8M 0.22%
102,804
+21,228
+26% +$363K
IAU icon
119
iShares Gold Trust
IAU
$65.4B
$1.77M 0.22%
71,549
+36,957
+107% +$923K
LRGF icon
120
iShares US Equity Factor ETF
LRGF
$3.71B
$1.76M 0.22%
56,776
+1,517
+3% +$45.9K
FV icon
121
First Trust Dorsey Wright Focus 5 ETF
FV
$3.8B
$1.76M 0.22%
58,503
-653
-1% -$18.7K
FBT icon
122
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$1.68M 0.21%
11,122
+478
+4% +$68.8K
DON icon
123
WisdomTree US MidCap Dividend Fund
DON
$4.1B
$1.67M 0.21%
46,546
-3,766
-7% -$132K
MRK icon
124
Merck
MRK
$328B
$1.65M 0.2%
20,734
+249
+1% +$18.6K
EMB icon
125
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$1.64M 0.2%
14,906
+3,772
+34% +$407K
3 4
5
6 7

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.