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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
101
Meta Platforms (Facebook)
META
$1.47T
$2M 0.27%
15,239
-2,982
-16% -$432K
XLF icon
102
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
$1.96M 0.27%
82,415
+12,914
+19% +$335K
SCHD icon
103
Schwab US Dividend Equity ETF
SCHD
$107B
$1.93M 0.26%
123,540
+11,739
+10% +$196K
CSCO icon
104
Cisco
CSCO
$488B
$1.88M 0.26%
43,460
-184
-0.4% -$8.42K
JPM icon
105
JPMorgan Chase
JPM
$971B
$1.84M 0.25%
18,819
-6,841
-27% -$729K
IJT icon
106
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$1.82M 0.25%
22,546
+19,286
+592% +$1.72M
GSEW icon
107
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.06B
$1.81M 0.25%
45,960
-6,740
-13% -$288K
HDV
108
iShares Core High Dividend ETF
HDV
$15B
$1.8M 0.25%
106,705
-16,050
-13% -$285K
EEM icon
109
iShares MSCI Emerging Markets ETF
EEM
$30.4B
$1.8M 0.25%
46,045
-18,786
-29% -$753K
SPDW icon
110
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.9B
$1.79M 0.24%
67,734
+11,273
+20% +$318K
IMCV icon
111
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$1.78M 0.24%
38,538
+32,775
+569% +$1.66M
ADP icon
112
Automatic Data Processing
ADP
$107B
$1.76M 0.24%
13,446
-632
-4% -$89.2K
PRF icon
113
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$1.72M 0.24%
84,810
-14,710
-15% -$326K
IDEV icon
114
iShares Core MSCI International Developed Markets ETF
IDEV
$32.7B
$1.72M 0.23%
+35,228
New +$1.83M
MUB icon
115
iShares National Muni Bond ETF
MUB
$45.9B
$1.71M 0.23%
15,649
+11,121
+246% +$1.2M
VGT icon
116
Vanguard Information Technology ETF
VGT
$149B
$1.67M 0.23%
80,096
+4,456
+6% +$101K
ITB icon
117
iShares US Home Construction ETF
ITB
$2.34B
$1.65M 0.23%
54,913
+3,073
+6% +$96.8K
RTX icon
118
RTX Corp
RTX
$300B
$1.64M 0.22%
24,390
-1,171
-5% -$91.9K
FXL icon
119
First Trust Technology AlphaDEX Fund
FXL
$2.84B
$1.62M 0.22%
30,911
+26,593
+616% +$1.47M
IJS icon
120
iShares S&P Small-Cap 600 Value ETF
IJS
$8.36B
$1.61M 0.22%
24,442
+6,666
+38% +$495K
DON icon
121
WisdomTree US MidCap Dividend Fund
DON
$4.1B
$1.59M 0.22%
50,312
-424
-0.8% -$14.5K
VEU icon
122
Vanguard FTSE All-World ex-US ETF
VEU
$70.5B
$1.58M 0.22%
34,665
+1,470
+4% +$70.6K
SLV icon
123
iShares Silver Trust
SLV
$31.8B
$1.55M 0.21%
106,519
+12,551
+13% +$172K
LRGF icon
124
iShares US Equity Factor ETF
LRGF
$3.71B
$1.54M 0.21%
55,259
-1,975
-3% -$60.8K
FV icon
125
First Trust Dorsey Wright Focus 5 ETF
FV
$3.8B
$1.49M 0.2%
59,156
+10,759
+22% +$293K
3 4
5
6 7

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OCBV
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BAS
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WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
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KAH
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BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
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AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.