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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
101
NextEra Energy
NEE
$179B
$2.17M 0.24%
51,812
+1,996
+4% +$85K
TLT icon
102
iShares 20+ Year Treasury Bond ETF
TLT
$41B
$2.13M 0.24%
+18,172
New +$2.18M
CSCO icon
103
Cisco
CSCO
$456B
$2.12M 0.24%
43,644
+2,530
+6% +$114K
ADP icon
104
Automatic Data Processing
ADP
$108B
$2.12M 0.24%
14,078
-635
-4% -$89.8K
FTSM icon
105
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$2.08M 0.23%
34,614
-1,550
-4% -$93K
BAC.PRL icon
106
Bank of America Series L
BAC.PRL
$4.02B
$2.03M 0.23%
+68,176
New +$87.5M
AGG icon
107
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.99M 0.22%
18,862
-28,631
-60% -$3.04M
SCHD icon
108
Schwab US Dividend Equity ETF
SCHD
$108B
$1.98M 0.22%
111,801
+153
+0.1% +$2.65K
RFDI icon
109
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$1.93M 0.22%
31,304
+2,114
+7% +$130K
LRGF icon
110
iShares US Equity Factor ETF
LRGF
$3.74B
$1.92M 0.21%
57,234
+3,336
+6% +$111K
XLF icon
111
State Street Financial Select Sector SPDR ETF
XLF
$59.4B
$1.92M 0.21%
69,501
+5,026
+8% +$141K
VGT icon
112
Vanguard Information Technology ETF
VGT
$151B
$1.92M 0.21%
75,640
+12,112
+19% +$294K
SCHA icon
113
Schwab U.S Small- Cap ETF
SCHA
$23.5B
$1.91M 0.21%
100,148
+14,784
+17% +$282K
VCIT icon
114
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68B
$1.89M 0.21%
22,688
+2,330
+11% +$195K
IGSB icon
115
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$1.87M 0.21%
36,132
-3,722
-9% -$193K
DON icon
116
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$1.87M 0.21%
50,736
-9,707
-16% -$357K
IBM icon
117
IBM
IBM
$225B
$1.84M 0.21%
12,756
-265
-2% -$37K
ITB icon
118
iShares US Home Construction ETF
ITB
$2.38B
$1.83M 0.2%
51,840
+28,957
+127% +$1.1M
JNK icon
119
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$1.83M 0.2%
16,898
+8,067
+91% +$867K
IWO icon
120
iShares Russell 2000 Growth ETF
IWO
$15.1B
$1.8M 0.2%
8,381
-8,926
-52% -$1.9M
PTNQ icon
121
Pacer Trendpilot 100 ETF
PTNQ
$1.27B
$1.76M 0.2%
48,679
+2,906
+6% +$102K
WFC icon
122
Wells Fargo
WFC
$268B
$1.75M 0.2%
33,315
-1,442
-4% -$82.3K
SPDW icon
123
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$42B
$1.74M 0.19%
56,461
+6,667
+13% +$204K
ROUS icon
124
Hartford Multifactor US Equity ETF
ROUS
$734M
$1.73M 0.19%
54,665
+36,737
+205% +$1.2M
VEU icon
125
Vanguard FTSE All-World ex-US ETF
VEU
$70.7B
$1.73M 0.19%
33,195
+11,433
+53% +$596K
3 4
5
6 7

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.