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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$769M
AUM Growth
+$36.3M
Cap. Flow
+$42.6M
Cap. Flow %
5.54%
Top 10 Hldgs %
21.89%
Holding
563
New
64
Increased
255
Reduced
143
Closed
80

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$3.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.42M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.3M
4
BA icon
Boeing
BA
+$2.2M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.88M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$4.2M
2
SBUX icon
Starbucks
SBUX
+$3.52M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.79M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.61M
5
META icon
Meta Platforms (Facebook)
META
+$2.07M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Energy 3.3%
3 Financials 3.22%
4 Industrials 3.14%
5 Consumer Discretionary 2.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
101
RTX Corp
RTX
$296B
$1.71M 0.22%
21,637
+1,965
+10% +$162K
CSCO icon
102
Cisco
CSCO
$456B
$1.71M 0.22%
39,734
+9,701
+32% +$411K
EMB icon
103
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.7M 0.22%
15,101
+7,566
+100% +$859K
MRVL icon
104
Marvell Technology
MRVL
$204B
$1.66M 0.22%
79,106
-4,209
-5% -$96.4K
EWX icon
105
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$703M
$1.66M 0.22%
31,525
+6,017
+24% +$319K
VBR icon
106
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.3B
$1.65M 0.21%
12,758
+165
+1% +$21.9K
VCIT icon
107
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68B
$1.63M 0.21%
19,216
+2,424
+14% +$207K
SCHD icon
108
Schwab US Dividend Equity ETF
SCHD
$108B
$1.62M 0.21%
99,021
+13,821
+16% +$236K
IWO icon
109
iShares Russell 2000 Growth ETF
IWO
$15.1B
$1.58M 0.21%
8,294
-123
-1% -$23.6K
MO icon
110
Altria Group
MO
$110B
$1.58M 0.21%
25,366
+3,509
+16% +$232K
VEU icon
111
Vanguard FTSE All-World ex-US ETF
VEU
$70.7B
$1.57M 0.2%
28,914
+12,264
+74% +$683K
EMR icon
112
Emerson Electric
EMR
$90B
$1.57M 0.2%
23,002
+1,754
+8% +$125K
IAU icon
113
iShares Gold Trust
IAU
$64.9B
$1.57M 0.2%
61,656
+33,059
+116% +$844K
XLF icon
114
State Street Financial Select Sector SPDR ETF
XLF
$59.4B
$1.56M 0.2%
56,544
+10,409
+23% +$300K
CMF icon
115
iShares California Muni Bond ETF
CMF
$4.63B
$1.56M 0.2%
26,677
+351
+1% +$20.5K
BP icon
116
BP
BP
$109B
$1.56M 0.2%
41,306
+21,986
+114% +$828K
RFDI icon
117
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$1.51M 0.2%
23,650
+10,482
+80% +$686K
SRLN icon
118
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
$1.51M 0.2%
31,785
-9,248
-23% -$438K
FEX icon
119
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$1.48M 0.19%
25,256
+128
+0.5% +$7.67K
LRGF icon
120
iShares US Equity Factor ETF
LRGF
$3.74B
$1.48M 0.19%
46,839
+21,444
+84% +$693K
CCT
121
DELISTED
Corporate Capital Trust, Inc.
CCT
$1.45M 0.19%
85,710
+39,477
+85% +$631K
SCHF icon
122
Schwab International Equity ETF
SCHF
$69.4B
$1.44M 0.19%
85,516
+72,532
+559% +$1.25M
DGS icon
123
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$1.44M 0.19%
26,590
-2,305
-8% -$125K
OEF icon
124
iShares S&P 100 ETF
OEF
$20.6B
$1.43M 0.19%
12,284
-310
-2% -$37.6K
FV icon
125
First Trust Dorsey Wright Focus 5 ETF
FV
$3.84B
$1.39M 0.18%
48,541
-57
-0.1% -$1.67K
3 4
5
6 7

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Financial Advocates Investment Management held 563 positions worth $769M, up 4.9% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $42.6M of net new capital in Q1 2018, opening 64 new positions and adding to 255 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.1% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares US Real Estate ETF, an estimated $2.79M trimmed.

  • Financial Advocates Investment Management's largest Q1 2018 buy was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2018, an estimated $2.42M increase.
  • Financial Advocates Investment Management's biggest Q1 2018 reduction was iShares US Real Estate ETF, cutting an estimated $2.79M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q1 2018, selling an estimated $4.2M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $769M portfolio in Q1 2018.
  • Financial Advocates Investment Management opened 64 new positions and closed 80 in Q1 2018.
  • Financial Advocates Investment Management's portfolio value rose 4.9% quarter-over-quarter to $769M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2018, filed 11 May 2018.