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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
–
Cap. Flow
+$719M
Cap. Flow %
98.1%
Top 10 Hldgs %
22.29%
Holding
499
New
499
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$28.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$20.2M
3
BND icon
Vanguard Total Bond Market
BND
+$16.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 5.1%
2 Energy 3.49%
3 Financials 3.17%
4 Consumer Discretionary 2.91%
5 Communication Services 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
101
Altria Group
MO
$107B
$1.56M 0.21%
+21,857
New +$1.46M
CMF icon
102
iShares California Muni Bond ETF
CMF
$4.62B
$1.56M 0.21%
+26,326
New +$1.56M
DEM icon
103
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$1.54M 0.21%
+34,044
New +$1.49M
DIA icon
104
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$1.53M 0.21%
+6,183
New +$1.46M
DGS icon
105
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.78B
$1.51M 0.21%
+28,895
New +$1.43M
BSV icon
106
Vanguard Short-Term Bond ETF
BSV
$45.6B
$1.5M 0.21%
+19,015
New +$1.51M
GE icon
107
GE Aerospace
GE
$379B
$1.5M 0.2%
+17,939
New +$1.71M
OEF icon
108
iShares S&P 100 ETF
OEF
$20.4B
$1.49M 0.2%
+12,594
New +$1.45M
EMR icon
109
Emerson Electric
EMR
$91.4B
$1.48M 0.2%
+21,248
New +$1.38M
JPM icon
110
JPMorgan Chase
JPM
$971B
$1.48M 0.2%
+15,375
New +$1.56M
FEX icon
111
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.62B
$1.47M 0.2%
+25,128
New +$1.43M
VCIT icon
112
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$1.47M 0.2%
+16,792
New +$1.47M
SCHD icon
113
Schwab US Dividend Equity ETF
SCHD
$107B
$1.45M 0.2%
+85,200
New +$1.4M
EOD
114
Allspring Global Dividend Opportunity Fund
EOD
$287M
$1.42M 0.19%
+238,553
New +$1.47M
BCX icon
115
BlackRock Resources & Commodities Strategy Trust
BCX
$965M
$1.38M 0.19%
+140,834
New +$1.27M
IBM icon
116
IBM
IBM
$222B
$1.37M 0.19%
+9,320
New +$1.36M
MCD icon
117
McDonald's
MCD
$195B
$1.36M 0.19%
+7,921
New +$1.33M
NEAR icon
118
iShares Short Maturity Bond ETF
NEAR
$4.88B
$1.35M 0.18%
+26,872
New +$1.35M
FV icon
119
First Trust Dorsey Wright Focus 5 ETF
FV
$3.8B
$1.34M 0.18%
+48,598
New +$1.32M
GOOG icon
120
Alphabet (Google) Class C
GOOG
$4.19T
$1.33M 0.18%
+25,420
New +$1.29M
EWX icon
121
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$702M
$1.33M 0.18%
+25,508
New +$1.29M
QUAL icon
122
iShares MSCI USA Quality Factor ETF
QUAL
$48B
$1.32M 0.18%
+15,945
New +$1.29M
AWP
123
abrdn Global Premier Properties Fund
AWP
$362M
$1.31M 0.18%
+64,876
New +$1.28M
ICLN icon
124
iShares Global Clean Energy ETF
ICLN
$2.12B
$1.3M 0.18%
+140,038
New +$1.27M
RDVY icon
125
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$1.29M 0.18%
+43,103
New +$1.24M
3 4
5
6 7

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KAH
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Financial Advocates Investment Management's Q4 2017 Portfolio in Review

Q4 2017 is the first quarter with a 13F filing on record for Financial Advocates Investment Management, which disclosed 499 positions worth $733M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Invesco QQQ Trust: 184,494 shares worth $28.7M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, followed by Energy and Financials.

  • Financial Advocates Investment Management's largest Q4 2017 buy was Invesco QQQ Trust: 184,494 shares worth $28.7M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2017.
  • Financial Advocates Investment Management disclosed 499 positions in Q4 2017, its first 13F filing on record.

Based on Financial Advocates Investment Management's 13F filing for Q4 2017, filed 15 Feb 2018.