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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
76
Procter & Gamble
PG
$337B
$4.6M 0.3%
31,411
-629
-2% -$93.2K
PANW icon
77
Palo Alto Networks
PANW
$321B
$4.58M 0.3%
31,064
+840
+3% +$112K
JPST icon
78
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$4.52M 0.3%
90,018
-47,291
-34% -$2.37M
BIV icon
79
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$4.52M 0.3%
59,181
+15,755
+36% +$1.15M
PTLC icon
80
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$4.45M 0.29%
102,304
+2,106
+2% +$86.7K
BIL icon
81
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$4.3M 0.28%
47,040
-19,340
-29% -$1.77M
SLV icon
82
iShares Silver Trust
SLV
$31.6B
$4.25M 0.28%
195,244
-170,790
-47% -$3.64M
IGIB icon
83
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$4.21M 0.27%
80,869
+18,669
+30% +$923K
VBR icon
84
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$4.2M 0.27%
20,769
+8,408
+68% +$1.37M
VNLA icon
85
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$4.19M 0.27%
86,807
+28,982
+50% +$1.39M
JPM icon
86
JPMorgan Chase
JPM
$967B
$4.06M 0.27%
23,855
-577
-2% -$87.4K
EXI icon
87
iShares Global Industrials ETF
EXI
$1.49B
$4.01M 0.26%
53,418
+39,240
+277% +$4.58M
FTCS icon
88
First Trust Capital Strength ETF
FTCS
$7.99B
$4.01M 0.26%
50,119
-190,914
-79% -$14.5M
IQDG icon
89
WisdomTree International Quality Dividend Growth Fund
IQDG
$733M
$4.01M 0.26%
109,865
-66,482
-38% -$2.21M
XMMO icon
90
Invesco S&P MidCap Momentum ETF
XMMO
$7.64B
$3.98M 0.26%
44,260
+2,818
+7% +$232K
NEE icon
91
NextEra Energy
NEE
$179B
$3.96M 0.26%
65,196
+1,008
+2% +$57.4K
AXON
92
Axon Enterprise
AXON
$48.8B
$3.96M 0.26%
15,326
+12
+0.1% +$2.7K
LLY icon
93
Eli Lilly
LLY
$1.09T
$3.92M 0.26%
6,725
+85
+1% +$49.6K
IXN icon
94
iShares Global Tech ETF
IXN
$9.48B
$3.83M 0.25%
+49,264
New +$3.1M
SBUX icon
95
Starbucks
SBUX
$125B
$3.79M 0.25%
39,427
+2,608
+7% +$254K
SHOP icon
96
Shopify
SHOP
$197B
$3.75M 0.25%
48,181
+1,105
+2% +$70.6K
VYM icon
97
Vanguard High Dividend Yield ETF
VYM
$84.3B
$3.75M 0.25%
33,582
-1,232
-4% -$129K
PTNQ icon
98
Pacer Trendpilot 100 ETF
PTNQ
$1.27B
$3.74M 0.24%
57,276
+4,753
+9% +$302K
XLG icon
99
Invesco S&P 500 Top 50 ETF
XLG
$11B
$3.73M 0.24%
98,855
-12,248
-11% -$437K
GSLC icon
100
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16.1B
$3.69M 0.24%
39,339
-1,006
-2% -$88.4K
2 3
4
5 6

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.