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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
76
State Street Health Care Select Sector SPDR ETF
XLV
$44.2B
$4.62M 0.33%
39,225
+6,019
+18% +$799K
BIBL icon
77
Inspire 100 ETF
BIBL
$503M
$4.53M 0.33%
144,762
+243
+0.2% +$7.99K
MTUM icon
78
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$4.47M 0.32%
32,003
-2,430
-7% -$351K
USMV icon
79
iShares MSCI USA Min Vol Factor ETF
USMV
$24.5B
$4.45M 0.32%
61,469
-10,693
-15% -$797K
FAB icon
80
First Trust Multi Cap Value AlphaDEX Fund
FAB
$177M
$4.38M 0.32%
62,804
+2,533
+4% +$184K
SHY icon
81
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$4.36M 0.31%
54,086
-11,304
-17% -$915K
XOM icon
82
ExxonMobil
XOM
$651B
$4.36M 0.31%
37,085
+1,169
+3% +$128K
SCHG icon
83
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$4.31M 0.31%
240,744
+2,624
+1% +$49.4K
AGG icon
84
iShares Core US Aggregate Bond ETF
AGG
$138B
$4.25M 0.31%
45,235
-60
-0.1% -$5.78K
JNJ icon
85
Johnson & Johnson
JNJ
$627B
$4.14M 0.3%
26,555
-2,520
-9% -$416K
GOOGL icon
86
Alphabet (Google) Class A
GOOGL
$4.23T
$4.08M 0.29%
31,191
-602
-2% -$77.9K
FTSM icon
87
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$4.03M 0.29%
70,067
-3,202
-4% -$191K
SPDV icon
88
AAM S&P 500 High Dividend Value ETF
SPDV
$103M
$4M 0.29%
146,507
+34,542
+31% +$983K
PTLC icon
89
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$3.93M 0.28%
100,198
-945
-0.9% -$39.2K
VOT icon
90
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.2B
$3.78M 0.27%
18,576
+8,584
+86% +$1.75M
XLG icon
91
Invesco S&P 500 Top 50 ETF
XLG
$11B
$3.77M 0.27%
111,103
-64,267
-37% -$2.26M
TLT icon
92
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$3.72M 0.27%
42,778
-31,820
-43% -$3.06M
NEE icon
93
NextEra Energy
NEE
$179B
$3.68M 0.26%
64,188
-2,338
-4% -$162K
PTY icon
94
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$3.64M 0.26%
278,134
-4,366
-2% -$61.6K
VYM icon
95
Vanguard High Dividend Yield ETF
VYM
$84.2B
$3.6M 0.26%
34,814
+1,628
+5% +$175K
LLY icon
96
Eli Lilly
LLY
$1.09T
$3.57M 0.26%
6,640
+1,401
+27% +$722K
JPM icon
97
JPMorgan Chase
JPM
$964B
$3.54M 0.26%
24,432
+213
+0.9% +$31.9K
PANW icon
98
Palo Alto Networks
PANW
$324B
$3.54M 0.26%
30,224
+1,896
+7% +$224K
DGRO icon
99
iShares Core Dividend Growth ETF
DGRO
$43.9B
$3.51M 0.25%
70,878
-913
-1% -$47.3K
SPYV icon
100
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$3.5M 0.25%
84,858
+7,775
+10% +$337K
2 3
4
5 6

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BAS
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WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
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KAH
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BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.