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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
76
Vanguard Short-Term Bond ETF
BSV
$45.7B
$4.37M 0.33%
58,099
+12,866
+28% +$965K
PG icon
77
Procter & Gamble
PG
$338B
$4.34M 0.32%
28,628
+3,363
+13% +$471K
PTLC icon
78
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$4.3M 0.32%
114,678
+9,708
+9% +$367K
FMB icon
79
First Trust Managed Municipal ETF
FMB
$2.06B
$4.22M 0.31%
84,240
+273
+0.3% +$13.5K
ESGU icon
80
iShares ESG Aware MSCI USA ETF
ESGU
$18.5B
$4.13M 0.31%
48,703
+39,449
+426% +$3.37M
VCIT icon
81
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$4.12M 0.31%
53,136
+5,987
+13% +$460K
SCHD icon
82
Schwab US Dividend Equity ETF
SCHD
$108B
$4.05M 0.3%
160,914
+120,744
+301% +$2.98M
DBMF icon
83
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.19B
$4.01M 0.3%
137,763
-17,092
-11% -$555K
DGRO icon
84
iShares Core Dividend Growth ETF
DGRO
$43.9B
$3.98M 0.3%
79,612
+18,089
+29% +$888K
FAB icon
85
First Trust Multi Cap Value AlphaDEX Fund
FAB
$177M
$3.97M 0.3%
+57,688
New +$3.93M
XOM icon
86
ExxonMobil
XOM
$653B
$3.95M 0.29%
35,065
-4,889
-12% -$524K
BIBL icon
87
Inspire 100 ETF
BIBL
$504M
$3.94M 0.29%
131,556
+9,033
+7% +$270K
QGRO icon
88
American Century US Quality Growth ETF
QGRO
$2.03B
$3.91M 0.29%
67,796
+5,426
+9% +$318K
SLYV icon
89
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.1B
$3.9M 0.29%
52,566
+35,467
+207% +$2.66M
SBUX icon
90
Starbucks
SBUX
$125B
$3.8M 0.28%
38,335
+4,861
+15% +$459K
SPGM icon
91
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$3.78M 0.28%
81,128
-1,601
-2% -$74.3K
XLU icon
92
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$3.57M 0.27%
114,130
+23,822
+26% +$810K
TIP icon
93
iShares TIPS Bond ETF
TIP
$14.7B
$3.55M 0.26%
33,352
+7,470
+29% +$798K
SPHQ icon
94
Invesco S&P 500 Quality ETF
SPHQ
$19.9B
$3.46M 0.26%
78,749
+5,100
+7% +$223K
MUB icon
95
iShares National Muni Bond ETF
MUB
$46B
$3.46M 0.26%
32,788
+22,366
+215% +$2.33M
FTSM icon
96
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$3.4M 0.25%
57,242
+3,461
+6% +$206K
VBR icon
97
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$3.39M 0.25%
21,362
-2,604
-11% -$415K
XLG icon
98
Invesco S&P 500 Top 50 ETF
XLG
$11B
$3.39M 0.25%
122,850
-45,430
-27% -$1.28M
XLI icon
99
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$3.32M 0.25%
33,828
+7,435
+28% +$708K
GSLC icon
100
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16.1B
$3.31M 0.25%
43,457
-36,767
-46% -$2.82M
2 3
4
5 6

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.