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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSR icon
76
Invesco Active US Real Estate Fund
PSR
$59.2M
$4.24M 0.35%
49,986
-4,659
-9% -$456K
FMB icon
77
First Trust Managed Municipal ETF
FMB
$2.07B
$4.1M 0.34%
83,967
+22,203
+36% +$1.13M
GBIL icon
78
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$4.03M 0.33%
40,325
+4,466
+12% +$446K
EMXC icon
79
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.8B
$4M 0.33%
90,401
-10,140
-10% -$493K
SCHV
80
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$3.94M 0.33%
202,872
-27,813
-12% -$599K
IUSV icon
81
iShares Core S&P US Value ETF
IUSV
$28B
$3.9M 0.32%
62,336
+16,893
+37% +$1.17M
PTLC icon
82
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$3.9M 0.32%
104,970
-1,094
-1% -$41.1K
XLP icon
83
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$3.88M 0.32%
58,171
+5,535
+11% +$406K
SMH icon
84
VanEck Semiconductor ETF
SMH
$73.2B
$3.77M 0.31%
41,864
+38,186
+1,038% +$4.16M
XLV icon
85
State Street Health Care Select Sector SPDR ETF
XLV
$44.2B
$3.76M 0.31%
31,162
-10,886
-26% -$1.4M
DFAE icon
86
Dimensional Emerging Core Equity Market ETF
DFAE
$9.87B
$3.65M 0.3%
181,838
+62,144
+52% +$1.4M
SPGM icon
87
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$3.64M 0.3%
82,729
-17,862
-18% -$847K
VCIT icon
88
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$3.57M 0.29%
47,149
+976
+2% +$78.2K
BLUE
89
DELISTED
bluebird bio
BLUE
$3.54M 0.29%
2,254
+1,732
+332% +$196K
BA icon
90
Boeing
BA
$182B
$3.52M 0.29%
29,168
-496
-2% -$76.1K
XOM icon
91
ExxonMobil
XOM
$652B
$3.5M 0.29%
39,954
-24,545
-38% -$2.24M
VGSH icon
92
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$3.49M 0.29%
60,393
-3,519
-6% -$206K
VBR icon
93
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$3.44M 0.28%
23,966
+4,674
+24% +$742K
QGRO icon
94
American Century US Quality Growth ETF
QGRO
$2.04B
$3.43M 0.28%
62,370
+15,186
+32% +$917K
JPST icon
95
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$3.4M 0.28%
60,548
-1,021
-2% -$51.2K
BIBL icon
96
Inspire 100 ETF
BIBL
$505M
$3.4M 0.28%
122,523
-115
-0.1% -$3.57K
BSV icon
97
Vanguard Short-Term Bond ETF
BSV
$45.7B
$3.39M 0.28%
45,233
-27,457
-38% -$2.1M
ABBV icon
98
AbbVie
ABBV
$445B
$3.27M 0.27%
24,342
-8,694
-26% -$1.25M
GSY icon
99
Invesco Ultra Short Duration ETF
GSY
$3.88B
$3.21M 0.26%
66,140
+3,299
+5% +$163K
RRX icon
100
Regal Rexnord
RRX
$11.4B
$3.2M 0.26%
+48,469
New +$6.51M
2 3
4
5 6

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.