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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
76
iShares MSCI USA Quality Factor ETF
QUAL
$48.4B
$4.83M 0.3%
33,176
+4,790
+17% +$677K
VOE icon
77
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$4.78M 0.3%
31,377
+4,101
+15% +$602K
SCHX icon
78
Schwab US Large- Cap ETF
SCHX
$75.1B
$4.73M 0.3%
249,198
-14,850
-6% -$274K
HD icon
79
Home Depot
HD
$343B
$4.69M 0.3%
11,298
-1,057
-9% -$402K
DBA icon
80
Invesco DB Agriculture Fund
DBA
$1.23B
$4.68M 0.29%
236,928
+10,566
+5% +$207K
VGSH icon
81
Vanguard Short-Term Treasury ETF
VGSH
$30.3B
$4.66M 0.29%
76,568
-3,604
-4% -$220K
LQD icon
82
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$4.64M 0.29%
35,036
-10,869
-24% -$1.44M
UCON icon
83
First Trust Smith Unconstrained Bond ETF
UCON
$3.29B
$4.62M 0.29%
175,211
+25,357
+17% +$670K
GBIL icon
84
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$4.62M 0.29%
46,149
-6,099
-12% -$610K
WM icon
85
Waste Management
WM
$90.6B
$4.57M 0.29%
50,281
+45,122
+875% +$7.26M
T icon
86
AT&T
T
$166B
$4.56M 0.29%
245,213
-31,177
-11% -$583K
XSOE icon
87
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$4.55M 0.29%
123,509
+22,474
+22% +$845K
AOM icon
88
iShares Core Moderate Allocation ETF
AOM
$1.78B
$4.51M 0.28%
99,130
+1,495
+2% +$67.8K
JAZZ icon
89
Jazz Pharmaceuticals
JAZZ
$16B
$4.44M 0.28%
+13,854
New +$1.82M
VOT icon
90
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.3B
$4.3M 0.27%
16,908
+242
+1% +$61K
SPYG icon
91
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.7B
$4.29M 0.27%
59,139
+5,301
+10% +$370K
FTGC icon
92
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$4.28M 0.27%
185,392
+24,038
+15% +$591K
VCIT icon
93
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$4.27M 0.27%
46,032
+5,539
+14% +$518K
TOTL icon
94
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$4.2M 0.26%
93,247
+11,933
+15% +$570K
HYG icon
95
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$4.16M 0.26%
47,790
-1,627
-3% -$141K
META icon
96
PUT
Meta Platforms (Facebook)
META
$1.5T
$4.05M 0.26%
+12,053
New +$4M
VYM icon
97
Vanguard High Dividend Yield ETF
VYM
$84.4B
$4.01M 0.25%
35,741
-3,219
-8% -$350K
GMOM icon
98
Cambria Global Momentum ETF
GMOM
$72.6M
$3.98M 0.25%
52,272
+43,298
+482% +$1.31M
PTLC icon
99
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$3.98M 0.25%
95,769
+6,908
+8% +$279K
V icon
100
Visa
V
$674B
$3.96M 0.25%
19,373
+1,076
+6% +$231K
2 3
4
5 6

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.