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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
76
iShares ESG Aware MSCI USA ETF
ESGU
$18.5B
$4.64M 0.31%
47,077
-13,709
-23% -$1.39M
GOOGL icon
77
Alphabet (Google) Class A
GOOGL
$4.24T
$4.6M 0.31%
34,440
+5,340
+18% +$727K
SCHX icon
78
Schwab US Large- Cap ETF
SCHX
$75B
$4.58M 0.31%
264,048
+3,948
+2% +$70.4K
PSR icon
79
Invesco Active US Real Estate Fund
PSR
$59.2M
$4.57M 0.31%
44,333
+3,090
+7% +$333K
XOP icon
80
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.64B
$4.56M 0.31%
+39,927
New +$3.4M
PG icon
81
Procter & Gamble
PG
$337B
$4.55M 0.31%
32,573
-1,837
-5% -$260K
AOM icon
82
iShares Core Moderate Allocation ETF
AOM
$1.78B
$4.37M 0.3%
97,635
+3,324
+4% +$151K
FMB icon
83
First Trust Managed Municipal ETF
FMB
$2.07B
$4.37M 0.29%
76,925
+13,547
+21% +$778K
DBA icon
84
Invesco DB Agriculture Fund
DBA
$1.23B
$4.33M 0.29%
226,362
-15,269
-6% -$287K
HYG icon
85
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$4.32M 0.29%
49,417
+9,161
+23% +$804K
NEE icon
86
NextEra Energy
NEE
$179B
$4.32M 0.29%
54,960
+1,100
+2% +$88.7K
SHOP icon
87
Shopify
SHOP
$197B
$4.22M 0.28%
31,120
-99,260
-76% -$14.9M
SCHV
88
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$4.13M 0.28%
183,795
+25,167
+16% +$582K
MOAT icon
89
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$4.11M 0.28%
56,106
+7,131
+15% +$537K
META icon
90
Meta Platforms (Facebook)
META
$1.51T
$4.11M 0.28%
12,097
+775
+7% +$279K
FTXR icon
91
First Trust Nasdaq Transportation ETF
FTXR
$1.06B
$4.1M 0.28%
132,888
+3,045
+2% +$97.5K
V icon
92
Visa
V
$673B
$4.08M 0.28%
18,297
-4,745
-21% -$1.11M
IJR icon
93
iShares Core S&P Small-Cap ETF
IJR
$113B
$4.07M 0.28%
37,290
+4,837
+15% +$533K
HD icon
94
Home Depot
HD
$343B
$4.06M 0.27%
12,355
-4,627
-27% -$1.52M
VYM icon
95
Vanguard High Dividend Yield ETF
VYM
$84.3B
$4.03M 0.27%
38,960
+929
+2% +$98.2K
UCON icon
96
First Trust Smith Unconstrained Bond ETF
UCON
$3.29B
$3.98M 0.27%
149,854
+26,470
+21% +$705K
VOT icon
97
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.2B
$3.94M 0.27%
16,666
+256
+2% +$62K
TOTL icon
98
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$3.93M 0.27%
81,314
+20,033
+33% +$970K
FTGC icon
99
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$3.89M 0.26%
161,354
+49,492
+44% +$1.17M
VCIT icon
100
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$3.82M 0.26%
40,493
+5,675
+16% +$542K
2 3
4
5 6

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OCBV
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BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.