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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
76
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$3.96M 0.28%
87,004
+4,194
+5% +$179K
PYPL icon
77
PayPal
PYPL
$51.1B
$3.9M 0.28%
16,045
+1,026
+7% +$259K
ISCG icon
78
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
$3.77M 0.27%
75,324
+930
+1% +$49.6K
SCHG icon
79
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$3.72M 0.26%
229,296
+56,864
+33% +$925K
VBR icon
80
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$3.67M 0.26%
37,692
+19,151
+103% +$3.02M
META icon
81
Meta Platforms (Facebook)
META
$1.51T
$3.65M 0.26%
12,412
-1,043
-8% -$281K
JPM icon
82
JPMorgan Chase
JPM
$967B
$3.65M 0.26%
31,134
+6,589
+27% +$948K
SHOP icon
83
Shopify
SHOP
$197B
$3.58M 0.25%
32,370
-5,710
-15% -$690K
XLP icon
84
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$3.53M 0.25%
51,687
-37,834
-42% -$2.49M
QEFA icon
85
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$3.5M 0.25%
+48,585
New +$3.47M
XSOE icon
86
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$3.5M 0.25%
85,991
+11,543
+16% +$488K
HYG icon
87
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$3.49M 0.25%
40,000
+5,073
+15% +$441K
TOTL icon
88
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$3.46M 0.25%
68,609
+1,500
+2% +$73.2K
SPMD icon
89
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19B
$3.41M 0.24%
74,589
+3,018
+4% +$132K
MYY icon
90
ProShares Short MidCap400
MYY
$2.86M
$3.38M 0.24%
132,268
– –
VOT icon
91
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.2B
$3.38M 0.24%
15,748
+1,214
+8% +$263K
PAVE icon
92
Global X US Infrastructure Development ETF
PAVE
$14.3B
$3.37M 0.24%
134,375
-12,024
-8% -$277K
TIP icon
93
iShares TIPS Bond ETF
TIP
$14.8B
$3.36M 0.24%
26,768
+7,666
+40% +$970K
VWO icon
94
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$3.34M 0.24%
64,104
+14,847
+30% +$790K
FEMS icon
95
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$254M
$3.33M 0.24%
76,596
+4,034
+6% +$174K
MOAT icon
96
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$3.32M 0.24%
47,886
+4,250
+10% +$280K
INTC icon
97
Intel
INTC
$533B
$3.24M 0.23%
50,864
-18,935
-27% -$1.13M
IVOL icon
98
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$271M
$3.2M 0.23%
111,241
+16,984
+18% +$484K
VOE icon
99
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$3.19M 0.23%
23,666
+3,278
+16% +$420K
VZ icon
100
Verizon
VZ
$197B
$3.13M 0.22%
54,720
-17,570
-24% -$991K
2 3
4
5 6

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WAM
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KAH
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.