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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
76
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.47B
$4.39M 0.3%
55,850
+22,027
+65% +$1.55M
NEE icon
77
NextEra Energy
NEE
$179B
$4.39M 0.3%
56,905
+1,993
+4% +$149K
AOD
78
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$4.35M 0.3%
491,467
-98,908
-17% -$821K
SHOP icon
79
Shopify
SHOP
$195B
$4.31M 0.29%
38,080
-1,200
-3% -$126K
VZ icon
80
Verizon
VZ
$196B
$4.25M 0.29%
72,290
+12,411
+21% +$737K
DGRO icon
81
iShares Core Dividend Growth ETF
DGRO
$43.9B
$4.24M 0.29%
74,707
+48,024
+180% +$2.04M
SLY
82
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$4.11M 0.28%
51,698
+32,630
+171% +$2.32M
BIBL icon
83
Inspire 100 ETF
BIBL
$503M
$4.09M 0.28%
111,854
+4,958
+5% +$175K
MYY icon
84
ProShares Short MidCap400
MYY
$2.87M
$3.89M 0.27%
132,268
-19,445
-13% -$633K
VYM icon
85
Vanguard High Dividend Yield ETF
VYM
$84.2B
$3.82M 0.26%
41,715
-2,691
-6% -$234K
GOOGL icon
86
Alphabet (Google) Class A
GOOGL
$4.22T
$3.78M 0.26%
43,160
+3,420
+9% +$288K
ISCG icon
87
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
$3.76M 0.26%
+74,394
New +$3.37M
SHY icon
88
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$3.72M 0.25%
39,560
+779
+2% +$67.3K
IUSG icon
89
iShares Core S&P US Growth ETF
IUSG
$34B
$3.72M 0.25%
41,894
+4,673
+13% +$393K
XSD icon
90
State Street SPDR S&P Semiconductor ETF
XSD
$2.91B
$3.69M 0.25%
21,603
-987
-4% -$147K
META icon
91
Meta Platforms (Facebook)
META
$1.5T
$3.67M 0.25%
13,455
+290
+2% +$79.5K
ITB icon
92
iShares US Home Construction ETF
ITB
$2.37B
$3.66M 0.25%
+63,087
New +$3.55M
GCC icon
93
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$3.62M 0.25%
190,011
+18,647
+11% +$336K
PYPL icon
94
PayPal
PYPL
$50.9B
$3.52M 0.24%
15,019
+7,488
+99% +$1.55M
DOCU
95
DocuSign
DOCU
$11.2B
$3.5M 0.24%
+15,066
New +$3.38M
INTC icon
96
Intel
INTC
$529B
$3.48M 0.24%
69,799
+2,139
+3% +$104K
RDVY icon
97
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$3.31M 0.23%
82,810
+22,688
+38% +$826K
TOTL icon
98
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$3.31M 0.23%
67,109
-17,877
-21% -$882K
EDV icon
99
Vanguard World Funds Extended Duration ETF
EDV
$3.49B
$3.2M 0.22%
21,032
+9,285
+79% +$1.48M
SPTL icon
100
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$3.2M 0.22%
+120,085
New +$5.46M
2 3
4
5 6

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.