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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
76
Chevron
CVX
$382B
$3.48M 0.3%
48,350
+9,519
+25% +$801K
META icon
77
Meta Platforms (Facebook)
META
$1.5T
$3.45M 0.29%
13,165
-1,573
-11% -$406K
HYG icon
78
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$3.39M 0.29%
40,452
+1,455
+4% +$122K
SHY icon
79
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$3.35M 0.29%
38,781
-5,614
-13% -$486K
ZM icon
80
Zoom
ZM
$31B
$3.27M 0.28%
6,954
+160
+2% +$51.2K
DOCU
81
CALL
DocuSign
DOCU
$11.2B
$3.13M 0.27%
+13,775
New +$2.86M
IUSG icon
82
iShares Core S&P US Growth ETF
IUSG
$34B
$2.98M 0.25%
37,221
+3,470
+10% +$272K
GCC icon
83
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$2.96M 0.25%
171,364
+124,399
+265% +$2.11M
GOOGL icon
84
Alphabet (Google) Class A
GOOGL
$4.23T
$2.91M 0.25%
39,740
-15,980
-29% -$1.22M
VEU icon
85
Vanguard FTSE All-World ex-US ETF
VEU
$70.6B
$2.85M 0.24%
56,384
+23,222
+70% +$1.18M
PTLC icon
86
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$2.84M 0.24%
96,257
-112,382
-54% -$3.27M
XSD icon
87
State Street SPDR S&P Semiconductor ETF
XSD
$2.91B
$2.84M 0.24%
22,590
+170
+0.8% +$20.7K
IGIB icon
88
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$2.79M 0.24%
+45,840
New +$2.8M
IWF icon
89
iShares Russell 1000 Growth ETF
IWF
$129B
$2.77M 0.24%
51,104
+44
+0.1% +$2.32K
EEM icon
90
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$2.63M 0.22%
59,681
+51,789
+656% +$2.27M
XMLV icon
91
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$2.63M 0.22%
63,036
+3,265
+5% +$139K
PPTY
92
US Diversified Real Estate ETF
PPTY
$25.2M
$2.6M 0.22%
100,137
+13,663
+16% +$365K
GOVT icon
93
iShares US Treasury Bond ETF
GOVT
$43.8B
$2.55M 0.22%
91,236
-63,587
-41% -$1.78M
VWO icon
94
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$2.53M 0.22%
58,470
+5,375
+10% +$234K
TDOC icon
95
Teladoc Health
TDOC
$1.25B
$2.5M 0.21%
11,402
+150
+1% +$31.8K
PTNQ icon
96
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$2.49M 0.21%
51,799
-36,039
-41% -$1.69M
VCIT icon
97
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$2.47M 0.21%
25,779
+4,201
+19% +$404K
SCHG icon
98
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$2.43M 0.21%
168,672
+4,584
+3% +$63.9K
RVT icon
99
Royce Value Trust
RVT
$2.32B
$2.42M 0.21%
191,255
-4,197
-2% -$54.9K
SPYG icon
100
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.6B
$2.42M 0.21%
48,247
+2,052
+4% +$101K
2 3
4
5 6

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.