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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
76
Vanguard Total International Stock ETF
VXUS
$164B
$2.81M 0.35%
54,117
-1,646
-3% -$83.5K
IWM icon
77
iShares Russell 2000 ETF
IWM
$82.7B
$2.79M 0.35%
18,202
-7,869
-30% -$1.18M
XLK icon
78
State Street Technology Select Sector SPDR ETF
XLK
$125B
$2.65M 0.33%
71,626
-2,298
-3% -$78.6K
SCHO icon
79
Schwab Short-Term US Treasury ETF
SCHO
$13B
$2.64M 0.33%
105,068
-310,848
-75% -$7.76M
SCHF icon
80
Schwab International Equity ETF
SCHF
$69.4B
$2.63M 0.33%
167,758
+9,600
+6% +$146K
COST icon
81
Costco
COST
$422B
$2.62M 0.33%
10,821
-892
-8% -$195K
VOE icon
82
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$2.62M 0.33%
24,278
-2,183
-8% -$229K
VZ icon
83
Verizon
VZ
$198B
$2.6M 0.32%
43,914
+1,723
+4% +$97.6K
IMCG icon
84
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.18B
$2.58M 0.32%
+65,922
New +$2.42M
QQEW icon
85
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.87B
$2.54M 0.32%
+39,466
New +$2.42M
SCHD icon
86
Schwab US Dividend Equity ETF
SCHD
$108B
$2.52M 0.31%
144,378
+20,838
+17% +$350K
NEE icon
87
NextEra Energy
NEE
$179B
$2.49M 0.31%
51,452
-132
-0.3% -$6.04K
HD icon
88
Home Depot
HD
$344B
$2.41M 0.3%
12,553
-1,031
-8% -$189K
XLV icon
89
State Street Health Care Select Sector SPDR ETF
XLV
$44.2B
$2.4M 0.3%
26,204
-7,393
-22% -$667K
DLN icon
90
WisdomTree US LargeCap Dividend Fund
DLN
$6.45B
$2.39M 0.3%
50,780
-30
-0.1% -$1.36K
META icon
91
Meta Platforms (Facebook)
META
$1.5T
$2.39M 0.3%
14,348
-891
-6% -$142K
RFDI icon
92
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$2.39M 0.3%
42,428
+1,639
+4% +$90.9K
MTUM icon
93
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$2.38M 0.3%
21,207
-28,533
-57% -$3.07M
VEU icon
94
Vanguard FTSE All-World ex-US ETF
VEU
$70.7B
$2.37M 0.29%
47,254
+12,589
+36% +$616K
MINT icon
95
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$2.37M 0.29%
23,308
-6,860
-23% -$695K
XLE icon
96
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$2.31M 0.29%
69,868
-8,962
-11% -$288K
PFE icon
97
Pfizer
PFE
$152B
$2.3M 0.29%
57,005
-14
-0% -$561
DIA icon
98
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$2.28M 0.28%
8,794
-164
-2% -$41.2K
CSCO icon
99
Cisco
CSCO
$456B
$2.26M 0.28%
41,943
-1,517
-3% -$73.7K
IEF icon
100
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$2.23M 0.28%
20,932
+14,335
+217% +$1.5M
2 3
4
5 6

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.