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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
76
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.2B
$2.69M 0.37%
22,454
-56,934
-72% -$7.31M
TIP icon
77
iShares TIPS Bond ETF
TIP
$14.8B
$2.68M 0.37%
24,466
-2,713
-10% -$296K
PTMC icon
78
Pacer Trendpilot US Mid Cap ETF
PTMC
$408M
$2.64M 0.36%
85,733
+49,817
+139% +$1.56M
ITA icon
79
iShares US Aerospace & Defense ETF
ITA
$14.9B
$2.63M 0.36%
30,480
-1,728
-5% -$167K
VXUS icon
80
Vanguard Total International Stock ETF
VXUS
$164B
$2.63M 0.36%
55,763
-1,111
-2% -$55.3K
PTLC icon
81
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$2.63M 0.36%
91,455
+79,911
+692% +$2.35M
NEAR icon
82
iShares Short Maturity Bond ETF
NEAR
$4.89B
$2.63M 0.36%
52,672
-3,675
-7% -$184K
PDBC icon
83
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.6B
$2.57M 0.35%
170,774
+32,914
+24% +$563K
NFLX icon
84
Netflix
NFLX
$323B
$2.54M 0.35%
95,090
-26,440
-22% -$791K
VOE icon
85
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$2.52M 0.34%
26,461
+870
+3% +$91.3K
COST icon
86
Costco
COST
$423B
$2.39M 0.33%
11,713
-837
-7% -$187K
VZ icon
87
Verizon
VZ
$198B
$2.37M 0.32%
42,191
-3,174
-7% -$180K
PFE icon
88
Pfizer
PFE
$152B
$2.36M 0.32%
57,019
-9,309
-14% -$386K
VNQ icon
89
Vanguard Real Estate ETF
VNQ
$39.1B
$2.36M 0.32%
31,650
-513
-2% -$40.4K
XOM icon
90
ExxonMobil
XOM
$650B
$2.35M 0.32%
34,400
-8,268
-19% -$649K
HD icon
91
Home Depot
HD
$344B
$2.33M 0.32%
13,584
-1,866
-12% -$335K
XLK icon
92
State Street Technology Select Sector SPDR ETF
XLK
$125B
$2.29M 0.31%
73,924
-7,572
-9% -$256K
XLE icon
93
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$2.26M 0.31%
78,830
-20,530
-21% -$687K
NEE icon
94
NextEra Energy
NEE
$179B
$2.24M 0.31%
51,584
-228
-0.4% -$9.97K
SCHF icon
95
Schwab International Equity ETF
SCHF
$69.4B
$2.24M 0.31%
158,158
+26,692
+20% +$408K
DGRW icon
96
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.4B
$2.23M 0.3%
58,233
-3,107
-5% -$128K
DLN icon
97
WisdomTree US LargeCap Dividend Fund
DLN
$6.45B
$2.15M 0.29%
50,810
+488
+1% +$22.1K
JPST icon
98
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$2.14M 0.29%
42,730
-983
-2% -$49.3K
RFDI icon
99
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$2.09M 0.29%
40,789
+9,485
+30% +$523K
DIA icon
100
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$2.09M 0.29%
8,958
-3,962
-31% -$989K
2 3
4
5 6

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BAS
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WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
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KAH
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BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
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AWM
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.