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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
76
Meta Platforms (Facebook)
META
$1.48T
$3M 0.33%
18,221
+1,879
+11% +$340K
COST icon
77
Costco
COST
$423B
$2.95M 0.33%
12,550
-449
-3% -$101K
MDY icon
78
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$2.92M 0.33%
7,948
+1,302
+20% +$477K
JPM icon
79
JPMorgan Chase
JPM
$974B
$2.9M 0.32%
25,660
+5,907
+30% +$671K
VOE icon
80
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$2.89M 0.32%
25,591
-262
-1% -$29.8K
GSLC icon
81
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$2.84M 0.32%
48,366
+3,384
+8% +$195K
NEAR icon
82
iShares Short Maturity Bond ETF
NEAR
$4.88B
$2.83M 0.32%
56,347
+6,004
+12% +$301K
EEM icon
83
iShares MSCI Emerging Markets ETF
EEM
$30.4B
$2.78M 0.31%
64,831
-37,632
-37% -$1.62M
PFE icon
84
Pfizer
PFE
$151B
$2.77M 0.31%
66,328
+7,213
+12% +$278K
PG icon
85
Procter & Gamble
PG
$336B
$2.74M 0.31%
32,955
+135
+0.4% +$11K
DGRW icon
86
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$2.72M 0.3%
61,340
-610
-1% -$26.4K
IGIB icon
87
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$2.71M 0.3%
51,138
-2,296
-4% -$122K
VNQ icon
88
Vanguard Real Estate ETF
VNQ
$38.8B
$2.6M 0.29%
32,163
-21,252
-40% -$1.75M
PDBC icon
89
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.62B
$2.59M 0.29%
137,860
+12,527
+10% +$225K
XLI icon
90
State Street Industrial Select Sector SPDR ETF
XLI
$34.8B
$2.54M 0.28%
32,417
+2,681
+9% +$204K
CMF icon
91
iShares California Muni Bond ETF
CMF
$4.63B
$2.44M 0.27%
42,008
+15,084
+56% +$881K
GSEW icon
92
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.07B
$2.43M 0.27%
52,700
+4,200
+9% +$192K
VZ icon
93
Verizon
VZ
$196B
$2.42M 0.27%
45,365
-1,540
-3% -$81.5K
DLN icon
94
WisdomTree US LargeCap Dividend Fund
DLN
$6.44B
$2.4M 0.27%
50,322
+2,606
+5% +$122K
PRF icon
95
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$2.36M 0.26%
99,520
-346,010
-78% -$8.12M
RTX icon
96
RTX Corp
RTX
$301B
$2.25M 0.25%
25,561
-265
-1% -$22.3K
VBR icon
97
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$2.22M 0.25%
15,958
+1,623
+11% +$228K
HDV
98
iShares Core High Dividend ETF
HDV
$15.1B
$2.22M 0.25%
122,755
-28,030
-19% -$497K
SCHF icon
99
Schwab International Equity ETF
SCHF
$69.2B
$2.2M 0.25%
131,466
+16,386
+14% +$273K
JPST icon
100
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$2.19M 0.24%
43,713
+11,969
+38% +$601K
2 3
4
5 6

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.