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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
–
Cap. Flow
+$719M
Cap. Flow %
98.1%
Top 10 Hldgs %
22.29%
Holding
499
New
499
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$28.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$20.2M
3
BND icon
Vanguard Total Bond Market
BND
+$16.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 5.1%
2 Energy 3.49%
3 Financials 3.17%
4 Consumer Discretionary 2.91%
5 Communication Services 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
76
Verizon
VZ
$195B
$2.32M 0.32%
+43,861
New +$2.16M
XLK icon
77
State Street Technology Select Sector SPDR ETF
XLK
$124B
$2.31M 0.32%
+72,334
New +$2.27M
DIS icon
78
Walt Disney
DIS
$178B
$2.31M 0.31%
+21,434
New +$2.21M
V icon
79
Visa
V
$671B
$2.23M 0.3%
+19,552
New +$2.16M
ENFR icon
80
Alerian Energy Infrastructure ETF
ENFR
$521M
$2.23M 0.3%
+96,404
New +$2.18M
ITA icon
81
iShares US Aerospace & Defense ETF
ITA
$15B
$2.22M 0.3%
+23,638
New +$2.16M
MINT icon
82
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$2.2M 0.3%
+21,637
New +$2.2M
DLN icon
83
WisdomTree US LargeCap Dividend Fund
DLN
$6.42B
$2.19M 0.3%
+47,460
New +$2.13M
META icon
84
Meta Platforms (Facebook)
META
$1.47T
$2.07M 0.28%
+11,743
New +$2.08M
COST icon
85
Costco
COST
$421B
$2.03M 0.28%
+10,929
New +$1.89M
PFE icon
86
Pfizer
PFE
$150B
$2.01M 0.27%
+58,381
New +$1.99M
FPE icon
87
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$1.95M 0.27%
+97,445
New +$1.96M
SRLN icon
88
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
$1.94M 0.26%
+41,033
New +$1.94M
WFC icon
89
Wells Fargo
WFC
$269B
$1.9M 0.26%
+31,309
New +$1.77M
XLI icon
90
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$1.85M 0.25%
+24,482
New +$1.78M
MRVL icon
91
Marvell Technology
MRVL
$195B
$1.79M 0.24%
+83,315
New +$1.7M
NEE icon
92
NextEra Energy
NEE
$179B
$1.78M 0.24%
+45,572
New +$1.76M
FNDC icon
93
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$1.76M 0.24%
+49,077
New +$1.74M
CB icon
94
Chubb
CB
$132B
$1.73M 0.24%
+11,825
New +$1.77M
ADP icon
95
Automatic Data Processing
ADP
$107B
$1.7M 0.23%
+14,510
New +$1.66M
FDT icon
96
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$1.69M 0.23%
+27,054
New +$1.64M
VBR icon
97
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.67M 0.23%
+12,593
New +$1.64M
LMT icon
98
Lockheed Martin
LMT
$140B
$1.67M 0.23%
+5,192
New +$1.64M
RTX icon
99
RTX Corp
RTX
$300B
$1.58M 0.22%
+19,672
New +$1.49M
IWO icon
100
iShares Russell 2000 Growth ETF
IWO
$15B
$1.57M 0.21%
+8,417
New +$1.54M
2 3
4
5 6

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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2017 Portfolio in Review

Q4 2017 is the first quarter with a 13F filing on record for Financial Advocates Investment Management, which disclosed 499 positions worth $733M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Invesco QQQ Trust: 184,494 shares worth $28.7M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, followed by Energy and Financials.

  • Financial Advocates Investment Management's largest Q4 2017 buy was Invesco QQQ Trust: 184,494 shares worth $28.7M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2017.
  • Financial Advocates Investment Management disclosed 499 positions in Q4 2017, its first 13F filing on record.

Based on Financial Advocates Investment Management's 13F filing for Q4 2017, filed 15 Feb 2018.