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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
876
Vertex Pharmaceuticals
VRTX
$133B
– –
-12,405
Closed -$369K
VSGX icon
877
Vanguard ESG International Stock ETF
VSGX
$6.84B
– –
-6,695
Closed -$291K
VTV icon
878
CALL
Vanguard Morningstar Value ETF
VTV
$194B
– –
-132,624
Closed -$16.4M
WAT icon
879
Waters Corp
WAT
$41.1B
– –
-22,536
Closed -$444K
WELL icon
880
Welltower
WELL
$168B
– –
-3,436
Closed -$221K
WIT icon
881
Wipro
WIT
$19.2B
– –
-28,926
Closed -$279K
WOLF icon
882
Wolfspeed
WOLF
$1.69B
– –
-4,259
Closed -$291K
XLC icon
883
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
– –
-7,736
Closed -$401K
XPEV icon
884
XPeng
XPEV
$11.2B
– –
-21,122
Closed -$2.05M
XT icon
885
iShares Future Exponential Technologies ETF
XT
$4.01B
– –
-4,910
Closed -$219K
ZS icon
886
Zscaler
ZS
$29.3B
– –
-5,057
Closed -$216K
TE
887
T1 Energy
TE
$1.47B
– –
-22,211
Closed -$316K
AAVM
888
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$27.1M
– –
-1,619
Closed -$381K
BCPC
889
Balchem Corp
BCPC
$5.69B
– –
-1,057
Closed -$214K
ITCI
890
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-2,788
Closed -$466K
NKLA
891
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-225
Closed -$336K
AKTS
892
DELISTED
Akoustis Technologies Inc
AKTS
– –
-2,720
Closed -$548K
PRMW
893
DELISTED
Primo Water Corporation
PRMW
– –
-1,581
Closed -$611K
ERF
894
DELISTED
Enerplus Corporation
ERF
– –
-26,138
Closed -$633K
DOOR
895
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
– –
-3,134
Closed -$865K
NSTG
896
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-6,620
Closed -$459K
NVTA
897
DELISTED
Invitae Corporation
NVTA
– –
-3,748
Closed -$206K
VMW
898
DELISTED
VMware, Inc
VMW
– –
-2,008
Closed -$213K
SYNH
899
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-2,220
Closed -$200K
RADI
900
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
– –
-5,937
Closed -$314K
33 34 35
36
37

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.