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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
851
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
– –
-11,361
Closed -$254K
SCHP icon
852
Schwab US TIPS ETF
SCHP
$16.3B
– –
-9,468
Closed -$245K
SH icon
853
ProShares Short S&P500
SH
$838M
– –
-342
Closed -$247K
SITE icon
854
SiteOne Landscape Supply
SITE
$4.25B
– –
-13,873
Closed -$157K
SJB icon
855
ProShares Short High Yield
SJB
$47.6M
– –
-58,790
Closed -$1.17M
SMTC icon
856
Semtech
SMTC
$13.1B
– –
-6,087
Closed -$625K
SNDR icon
857
Schneider National
SNDR
$6.38B
– –
-1,024
Closed -$286K
SNV
858
DELISTED
Synovus
SNV
– –
-9,930
Closed -$324K
SPIP icon
859
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
– –
-9,872
Closed -$250K
SPXL icon
860
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.42B
– –
-95,087
Closed -$5.09M
SPY icon
861
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$815B
– –
-96,986
Closed -$35.3M
SRS icon
862
ProShares UltraShort Real Estate
SRS
$15.7M
– –
-1,937
Closed -$608K
SU icon
863
Suncor Energy
SU
$75.2B
– –
-12,514
Closed -$855K
TARA icon
864
Protara Therapeutics
TARA
$233M
– –
-6,187
Closed -$678K
THG icon
865
Hanover Insurance
THG
$7.71B
– –
-2,541
Closed -$637K
TREX icon
866
Trex
TREX
$5.18B
– –
-8,063
Closed -$895K
TRP icon
867
TC Energy
TRP
$65.7B
– –
-5,067
Closed -$435K
TRV icon
868
Travelers Companies
TRV
$77B
– –
-1,913
Closed -$292K
TSLA icon
869
Tesla
TSLA
$1.32T
– –
-52,916
Closed -$10M
TWST icon
870
Twist Bioscience
TWST
$7.88B
– –
-5,411
Closed -$247K
U icon
871
Unity
U
$19.7B
– –
-4,353
Closed -$320K
UNP icon
872
CALL
Union Pacific
UNP
$177B
– –
-5,422
Closed -$1.07M
UWM icon
873
ProShares Ultra Russell2000
UWM
$249M
– –
-32,208
Closed -$1.24M
VBTX
874
DELISTED
Veritex Holdings
VBTX
– –
-13,946
Closed -$82K
VLUE icon
875
iShares MSCI USA Value Factor ETF
VLUE
$9.71B
– –
-7,517
Closed -$223K
33 34
35
36 37

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.