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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
826
Nike
NKE
$60.7B
– –
-14,808
Closed -$1.49M
NOC icon
827
Northrop Grumman
NOC
$81.7B
– –
-1,312
Closed -$411K
NOVT icon
828
Novanta
NOVT
$6.39B
– –
-12,001
Closed -$793K
NPO icon
829
Enpro
NPO
$7.2B
– –
-25,237
Closed -$495K
OPCH icon
830
Option Care Health
OPCH
$3.6B
– –
-12,368
Closed -$390K
OUNZ icon
831
VanEck Merk Gold Trust
OUNZ
$2.71B
– –
-14,194
Closed -$231K
PAAS icon
832
Pan American Silver
PAAS
$20.2B
– –
-3,101
Closed -$205K
PARA
833
DELISTED
Paramount Global Class B
PARA
– –
-12,822
Closed -$253K
PDI icon
834
PIMCO Dynamic Income Fund
PDI
$7.33B
– –
-11,149
Closed -$210K
PJT icon
835
PJT Partners
PJT
$4.37B
– –
-22,944
Closed -$1.63M
PRVA icon
836
Privia Health
PRVA
$2.79B
– –
-8,575
Closed -$293K
PSR icon
837
Invesco Active US Real Estate Fund
PSR
$59.2M
– –
-49,986
Closed -$4.24M
QMOM icon
838
Alpha Architect US Quantitative Momentum ETF
QMOM
$451M
– –
-2,208
Closed -$429K
RBLX icon
839
Roblox
RBLX
$26B
– –
-6,327
Closed -$281K
RELY icon
840
Remitly
RELY
$5.18B
– –
-1,747
Closed -$759K
RF icon
841
Regions Financial
RF
$27B
– –
-6,240
Closed -$293K
RGEN icon
842
Repligen
RGEN
$9.38B
– –
-6,823
Closed -$364K
RHP icon
843
Ryman Hospitality Properties
RHP
$7.81B
– –
-10,070
Closed -$8K
RIVN icon
844
Rivian
RIVN
$23.3B
– –
-16,822
Closed -$522K
ROAD icon
845
Construction Partners
ROAD
$6.85B
– –
-6,255
Closed -$849K
RORO
846
DELISTED
ATAC US Rotation ETF
RORO
– –
-45,564
Closed -$2.64M
RPD icon
847
Rapid7
RPD
$869M
– –
-961
Closed -$529K
RRX icon
848
Regal Rexnord
RRX
$11.4B
– –
-48,469
Closed -$3.2M
RWM icon
849
ProShares Short Russell2000
RWM
$99.3M
– –
-183,942
Closed -$4.85M
SAP icon
850
SAP
SAP
$236B
– –
-3,040
Closed -$220K
32 33
34
35 36

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.