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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNA icon
826
Snap-on
SNA
$20.9B
– –
-2,266
Closed -$446K
SPY icon
827
State Street SPDR S&P 500 ETF Trust
SPY
$815B
– –
-73,254
Closed -$29.1M
SPY icon
828
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$815B
– –
-268
Closed -$601K
STE icon
829
Steris
STE
$23B
– –
-1,898
Closed -$391K
STPZ icon
830
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$525M
– –
-21,865
Closed -$1.14M
SUB icon
831
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
– –
-4,608
Closed -$482K
TBF icon
832
ProShares Short 20+ Year Treasury ETF
TBF
$105M
– –
-236,826
Closed -$4.75M
TSLX icon
833
Sixth Street Specialty
TSLX
$1.8B
– –
-47,715
Closed -$883K
UNP icon
834
Union Pacific
UNP
$177B
– –
-9,628
Closed -$2.13M
USHY icon
835
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
– –
-6,110
Closed -$212K
VCLT icon
836
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.82B
– –
-3,642
Closed -$295K
TONX
837
TON Strategy Co
TONX
$148M
– –
-3
Closed -$13K
VOD icon
838
Vodafone
VOD
$37.3B
– –
-19,111
Closed -$298K
VSS icon
839
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12B
– –
-9,625
Closed -$993K
VTGN icon
840
VistaGen Therapeutics
VTGN
$11.7M
– –
-770
Closed -$20K
VTV icon
841
Vanguard Morningstar Value ETF
VTV
$194B
– –
-145,120
Closed -$19.6M
WBA
842
DELISTED
Walgreens Boots Alliance
WBA
– –
-5,822
Closed -$221K
WMB icon
843
Williams Companies
WMB
$89.8B
– –
-13,832
Closed -$431K
XME icon
844
State Street SPDR S&P Metals & Mining ETF
XME
$4.51B
– –
-5,801
Closed -$252K
XSLV icon
845
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
– –
-12,105
Closed -$539K
ZM icon
846
Zoom
ZM
$31.1B
– –
-1,929
Closed -$209K
EXPR
847
DELISTED
Express, Inc.
EXPR
– –
-853
Closed -$34K
IDEX
848
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
-81
Closed -$7K
HYT.RT
849
DELISTED
BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022)
HYT.RT
$0 ﹤0.01%
+43,562
New +$248
AXU
850
DELISTED
Alexco Resource Corp
AXU
– –
-11,500
Closed -$5K
31 32 33
34
35

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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.