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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.63%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$86.3M
Cap. Flow
+$18M
Cap. Flow %
1.2%
Top 10 Hldgs %
19.41%
Holding
853
New
107
Increased
273
Reduced
327
Closed
121

Top Buys

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$12.1M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$10.7M
3
TSLA icon
Tesla
TSLA
+$9.63M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$8.3M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$8.21M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$13.4M
2
EBAY icon
eBay
EBAY
+$5.65M
3
ITB icon
iShares US Home Construction ETF
ITB
+$5.48M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.93M
5
SLV icon
iShares Silver Trust
SLV
+$4.79M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Consumer Discretionary 4.5%
3 Financials 3.2%
4 Industrials 3.01%
5 Communication Services 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNA icon
826
Snap-on
SNA
$21B
– –
-4,172
Closed -$261K
SOCL icon
827
Global X Social Media ETF
SOCL
$90.8M
– –
-31,600
Closed -$2.11M
SPGM icon
828
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
– –
-5,004
Closed -$262K
SPMB icon
829
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.08B
– –
-17,854
Closed -$463K
SPPP
830
Sprott Physical Platinum and Palladium Trust
SPPP
$605M
– –
-27,405
Closed -$891K
SRLN icon
831
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
– –
-8,391
Closed -$384K
TCPC icon
832
BlackRock TCP Capital
TCPC
$345M
– –
-9,859
Closed -$222K
TFC icon
833
Truist Financial
TFC
$65B
– –
-7,574
Closed -$442K
TSLA icon
834
PUT
Tesla
TSLA
$1.32T
– –
-105,429
Closed -$10.5M
TTD icon
835
Trade Desk
TTD
$6.52B
– –
-6,240
Closed -$407K
U icon
836
Unity
U
$19.7B
– –
-4,412
Closed -$247K
UNG icon
837
United States Natural Gas Fund
UNG
$489M
– –
-2,599
Closed -$100K
VIOV icon
838
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
– –
-14,946
Closed -$1.3M
VKTX icon
839
Viking Therapeutics
VKTX
$3.9B
– –
-16,500
Closed -$837K
VMO icon
840
Invesco Municipal Opportunity Trust
VMO
$666M
– –
-84,906
Closed -$1.15M
VNQ icon
841
CALL
Vanguard Real Estate ETF
VNQ
$39.1B
– –
-22,798
Closed -$2.1M
VTGN icon
842
VistaGen Therapeutics
VTGN
$11.7M
– –
-770
Closed -$49K
VTV icon
843
Vanguard Morningstar Value ETF
VTV
$194B
– –
-97,256
Closed -$13.4M
WAB icon
844
Wabtec
WAB
$49.7B
– –
-101,608
Closed -$1.25M
WBA
845
DELISTED
Walgreens Boots Alliance
WBA
– –
-3,656
Closed -$201K
XBI icon
846
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-3,284
Closed -$432K
ZS icon
847
Zscaler
ZS
$29.3B
– –
-1,341
Closed -$230K
AAVM
848
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$27.1M
– –
-7,995
Closed -$217K
PDCE
849
DELISTED
PDC Energy, Inc.
PDCE
– –
-212
Closed -$253K
APPH
850
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-8,631
Closed -$518K
31 32 33
34
35

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Financial Advocates Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Financial Advocates Investment Management held 853 positions worth $1.5B, up 6.1% from $1.41B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q2 2021 filing shows 107 new, 273 increased, 327 reduced and 121 closed positions. Its largest new stake was Tesla: 44,370 shares worth $10.1M. The largest sale was Vanguard Morningstar Value ETF, an estimated $13.4M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q2 2021 buy was Tesla: 44,370 shares worth $10.1M.
  • Financial Advocates Investment Management added most to Shopify in Q2 2021, an estimated $12.1M increase.
  • Financial Advocates Investment Management's biggest Q2 2021 reduction was eBay, cutting an estimated $5.65M.
  • Financial Advocates Investment Management fully exited Vanguard Morningstar Value ETF in Q2 2021, selling an estimated $13.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.5B portfolio in Q2 2021.
  • Financial Advocates Investment Management opened 107 new positions and closed 121 in Q2 2021.
  • Financial Advocates Investment Management's portfolio value rose 6.1% quarter-over-quarter to $1.5B.

Based on Financial Advocates Investment Management's 13F filing for Q2 2021, filed 3 Aug 2021.