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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$198M
Cap. Flow
+$71.7M
Cap. Flow %
4.15%
Top 10 Hldgs %
22.13%
Holding
816
New
84
Increased
368
Reduced
285
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.4M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.5M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$10.2M
4
JGRO icon
JPMorgan Active Growth ETF
JGRO
+$8.19M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.71M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$11.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.75M
4
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$6.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Consumer Discretionary 3.39%
3 Industrials 3.09%
4 Financials 3.03%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCLN icon
801
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
– –
-7,118
Closed -$300K
RIO icon
802
Rio Tinto
RIO
$162B
– –
-2,898
Closed -$216K
RIVN icon
803
CALL
Rivian
RIVN
$22.9B
– –
-8
Closed -$5.17K
RIVN icon
804
Rivian
RIVN
$22.9B
– –
-9,262
Closed -$217K
SCHO icon
805
Schwab Short-Term US Treasury ETF
SCHO
$13B
– –
-8,872
Closed -$215K
SJNK icon
806
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
– –
-2,840
Closed -$355K
SMLV icon
807
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$262M
– –
-2,744
Closed -$309K
SPXL icon
808
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.32B
– –
-22,977
Closed -$2.39M
VALE icon
809
Vale
VALE
$59.4B
– –
-10,988
Closed -$174K
VTR icon
810
Ventas
VTR
$46.1B
– –
-5,852
Closed -$292K
WBND
811
DELISTED
Western Asset Total Return ETF
WBND
– –
-35,873
Closed -$905K
WULF icon
812
TeraWulf
WULF
$8.53B
– –
-16,060
Closed -$38.5K
XHB icon
813
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
– –
-18,050
Closed -$1.73M
DGXX
814
Digi Power X Inc
DGXX
$420M
– –
-24,808
Closed -$56.8K
KA
815
DELISTED
Kineta, Inc. Common Stock
KA
– –
-21,744
Closed -$78.9K
SPLK
816
DELISTED
Splunk Inc
SPLK
– –
-1,637
Closed -$249K
29 30 31 32
33

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Financial Advocates Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Financial Advocates Investment Management held 816 positions worth $1.73B, up 13% from $1.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $71.7M of net new capital in Q1 2024, opening 84 new positions and adding to 368 existing holdings. Its largest new stake was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares Russell 1000 ETF, an estimated $11.6M trimmed.

  • Financial Advocates Investment Management's largest Q1 2024 buy was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $20.4M increase.
  • Financial Advocates Investment Management's biggest Q1 2024 reduction was iShares Russell 1000 ETF, cutting an estimated $11.6M.
  • Financial Advocates Investment Management fully exited Franklin US Low Volatility High Dividend Index ETF in Q1 2024, selling an estimated $6.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.73B portfolio in Q1 2024.
  • Financial Advocates Investment Management opened 84 new positions and closed 43 in Q1 2024.
  • Financial Advocates Investment Management's portfolio value rose 13% quarter-over-quarter to $1.73B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2024, filed 1 May 2024.