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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCOW icon
801
Pacer Global Cash Cows Dividend ETF
GCOW
$3.47B
– –
-41,361
Closed -$1.11M
GDX icon
802
VanEck Gold Miners ETF
GDX
$27.2B
– –
-62,657
Closed -$1.67M
GFI icon
803
Gold Fields
GFI
$35.5B
– –
-4,761
Closed -$339K
GH icon
804
Guardant Health
GH
$22B
– –
-5,209
Closed -$281K
GLNG icon
805
Golar LNG
GLNG
$5.3B
– –
-12,973
Closed -$323K
GMED icon
806
Globus Medical
GMED
$11.5B
– –
-600
Closed -$200K
XRN
807
Chiron Real Estate Inc
XRN
$487M
– –
-947
Closed -$465K
GSK icon
808
GSK
GSK
$101B
– –
-27,563
Closed -$3.2M
GTLS
809
DELISTED
Chart Industries
GTLS
– –
-1,194
Closed -$220K
GTX icon
810
Garrett Motion
GTX
$5.43B
– –
-36,358
Closed -$222K
H icon
811
Hyatt Hotels
H
$16.8B
– –
-4,824
Closed -$481K
HALO icon
812
Halozyme
HALO
$11.3B
– –
-6,421
Closed -$541K
HUN icon
813
Huntsman Corp
HUN
$1.82B
– –
-15,705
Closed -$99K
IIPR icon
814
Innovative Industrial Properties
IIPR
$1.68B
– –
-14,136
Closed -$1.47M
INO icon
815
Inovio Pharmaceuticals
INO
$90.8M
– –
-1,180
Closed -$628K
IPO icon
816
Renaissance IPO ETF
IPO
$165M
– –
-3,735
Closed -$208K
IRM icon
817
Iron Mountain
IRM
$37.3B
– –
-18,386
Closed -$204K
JAZZ icon
818
Jazz Pharmaceuticals
JAZZ
$16B
– –
-14,277
Closed -$3.05M
LH icon
819
Labcorp
LH
$26.2B
– –
-5,891
Closed -$909K
LNTH icon
820
Lantheus
LNTH
$6.59B
– –
-7,618
Closed -$360K
LOGI icon
821
Logitech
LOGI
$15B
– –
-16,036
Closed -$813K
MASI
822
DELISTED
Masimo
MASI
– –
-3,912
Closed -$200K
MKSI icon
823
MKS Inc
MKSI
$21.2B
– –
-9,852
Closed -$284K
MLPA icon
824
Global X MLP ETF
MLPA
$2.28B
– –
-5,513
Closed -$217K
MMIN icon
825
IQ MacKay Municipal Insured ETF
MMIN
$479M
– –
-12,331
Closed -$283K
31 32
33
34 35

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.