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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOAT icon
801
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
– –
-34,084
Closed -$2.17M
MVIS icon
802
Microvision
MVIS
$92.8M
– –
-1,517
Closed -$87K
NKTR icon
803
Nektar Therapeutics
NKTR
$2.59B
– –
-829
Closed -$47K
NLY icon
804
Annaly Capital Management
NLY
$17.5B
– –
-3,872
Closed -$92K
NVAX icon
805
Novavax
NVAX
$1.34B
– –
-13,133
Closed -$676K
OXY icon
806
Occidental Petroleum
OXY
$57.7B
– –
-4,210
Closed -$248K
PDD icon
807
Pinduoduo
PDD
$122B
– –
-3,569
Closed -$221K
PNQI icon
808
Invesco NASDAQ Internet ETF
PNQI
$541M
– –
-9,270
Closed -$222K
PPLT
809
abrdn Physical Platinum Shares ETF
PPLT
$2.01B
– –
-136,930
Closed -$1.14M
PSI icon
810
Invesco Semiconductors ETF
PSI
$2.62B
– –
-6,846
Closed -$223K
PTIN icon
811
Pacer Trendpilot International ETF
PTIN
$190M
– –
-8,387
Closed -$205K
PYPL icon
812
PayPal
PYPL
$51.1B
– –
-10,437
Closed -$925K
QQQJ icon
813
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.2B
– –
-15,531
Closed -$362K
QRVO icon
814
Qorvo
QRVO
$8.71B
– –
-2,400
Closed -$226K
QTEC icon
815
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.9B
– –
-2,192
Closed -$251K
RACE icon
816
Ferrari
RACE
$72.5B
– –
-1,888
Closed -$346K
REGL icon
817
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
– –
-5,667
Closed -$383K
RGR icon
818
Sturm, Ruger & Co
RGR
$601M
– –
-4,039
Closed -$257K
RMD icon
819
ResMed
RMD
$32.8B
– –
-5,046
Closed -$1.06M
ROBO icon
820
ROBO Global Robotics & Automation Index ETF
ROBO
$2.12B
– –
-4,990
Closed -$224K
S icon
821
SentinelOne
S
$7.85B
– –
-155,597
Closed -$3.63M
SELF
822
Global Self Storage
SELF
$59.3M
– –
-13,785
Closed -$78K
SHW icon
823
Sherwin-Williams
SHW
$87.7B
– –
-1,110
Closed -$249K
SLB icon
824
SLB Ltd
SLB
$77.4B
– –
-6,248
Closed -$224K
DCOY
825
Decoy Therapeutics
DCOY
$1.92M
– –
0
– -$2K
31 32
33
34 35

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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.