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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPA icon
801
Invesco Aerospace & Defense ETF
PPA
$8.67B
– –
-3,157
Closed -$227K
QEFA icon
802
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
– –
-63,842
Closed -$4.8M
QQQ icon
803
Invesco QQQ Trust
QQQ
$487B
– –
-180,231
Closed -$69.6M
QVAL icon
804
Alpha Architect US Quantitative Value ETF
QVAL
$612M
– –
-9,476
Closed -$324K
REGN icon
805
Regeneron Pharmaceuticals
REGN
$82.9B
– –
-492
Closed -$298K
ROKU icon
806
Roku
ROKU
$22.7B
– –
-1,025
Closed -$322K
SH icon
807
ProShares Short S&P500
SH
$838M
– –
-9,995
Closed -$609K
SHW icon
808
Sherwin-Williams
SHW
$87.6B
– –
-739
Closed -$207K
DCOY
809
Decoy Therapeutics
DCOY
$1.95M
– –
0
– -$12K
SOR
810
Source Capital
SOR
$383M
– –
-12,844
Closed -$649K
SPGM icon
811
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
– –
-4,761
Closed -$261K
SPHD icon
812
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
– –
-7,665
Closed -$537K
SPTS icon
813
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
– –
-7,773
Closed -$238K
STWD icon
814
Starwood Property Trust
STWD
$6.1B
– –
-8,705
Closed -$212K
VGIT icon
815
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.5B
– –
-6,144
Closed -$625K
VOOG icon
816
Vanguard S&P 500 Growth ETF
VOOG
$27.5B
– –
-7,344
Closed -$327K
VPU
817
Vanguard Utilities ETF
VPU
$8.54B
– –
-1,524
Closed -$212K
VSS icon
818
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12B
– –
-3,088
Closed -$413K
VTI icon
819
Vanguard Morningstar Total Stock Market ETF
VTI
$696B
– –
-94,765
Closed -$22.4M
UFOX
820
Defiance Space and Connective Tech ETF
UFOX
$931M
– –
-8,252
Closed -$300K
NBIS
821
Nebius Group N.V.
NBIS
$74B
– –
-25,760
Closed -$1.09M
QQQH
822
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$387M
– –
-5,859
Closed -$322K
AKTS
823
DELISTED
Akoustis Technologies Inc
AKTS
– –
-14,382
Closed -$140K
APPH
824
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-22,749
Closed -$5.99M
MBII
825
DELISTED
Marrone Bio Innovations, Inc.
MBII
– –
-72,145
Closed -$65K
30 31 32
33
34

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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.