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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
801
Tesla
TSLA
$1.31T
– –
-51,375
Closed -$12.9M
UA icon
802
Under Armour Class C
UA
$2.27B
– –
-10,927
Closed -$163K
USRT icon
803
iShares Core US REIT ETF
USRT
$4.62B
– –
-8,570
Closed -$726K
VIDI icon
804
Vident International Equity Strategy
VIDI
$449M
– –
-62,903
Closed -$1.56M
VNQ icon
805
Vanguard Real Estate ETF
VNQ
$39B
– –
-23,181
Closed -$2.04M
VPL icon
806
Vanguard FTSE Pacific ETF
VPL
$8.61B
– –
-15,780
Closed -$791K
WEX icon
807
WEX
WEX
$6.61B
– –
-2,450
Closed -$499K
WTFC icon
808
Wintrust Financial
WTFC
$11.1B
– –
-9,072
Closed -$554K
Z icon
809
Zillow
Z
$7.52B
– –
-3,341
Closed -$434K
SHRY icon
810
First Trust Exchange-Traded Fund VI First Trust Bloomberg Shareholder Yield ETF
SHRY
$16.4M
– –
-8,554
Closed -$234K
FSGS
811
First Trust SMID Growth Strength ETF
FSGS
$32.1M
– –
-9,989
Closed -$240K
ZUO
812
DELISTED
Zuora, Inc.
ZUO
– –
-10,750
Closed -$150K
SPLK
813
DELISTED
Splunk Inc
SPLK
– –
-1,537
Closed -$261K
MAXR
814
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-5,322
Closed -$205K
EFF
815
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-10,175
Closed -$158K
GWPH
816
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-2,242
Closed -$258K
29 30 31 32
33

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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.