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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
776
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
– –
-39,650
Closed -$3.5M
SHYG icon
777
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
– –
-22,729
Closed -$868K
SLX icon
778
VanEck Steel ETF
SLX
$175M
– –
-5,602
Closed -$367K
SPTS icon
779
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
– –
-24,975
Closed -$717K
SUB icon
780
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
– –
-6,353
Closed -$742K
UL icon
781
Unilever
UL
$135B
– –
-4,426
Closed -$246K
USA icon
782
Liberty All-Star Equity Fund
USA
$1.88B
– –
-486,577
Closed -$2.88M
VMO icon
783
Invesco Municipal Opportunity Trust
VMO
$666M
– –
-19,300
Closed -$159K
VV icon
784
Vanguard Morningstar Large-Cap ETF
VV
$54.9B
– –
-1,133
Closed -$221K
WBA
785
DELISTED
Walgreens Boots Alliance
WBA
– –
-9,554
Closed -$212K
XHE icon
786
State Street SPDR S&P Health Care Equipment ETF
XHE
$169M
– –
-33,270
Closed -$3.05M
XME icon
787
State Street SPDR S&P Metals & Mining ETF
XME
$4.51B
– –
-3,467
Closed -$206K
XMHQ icon
788
Invesco S&P MidCap Quality ETF
XMHQ
$5.64B
– –
-2,780
Closed -$224K
FSGS
789
First Trust SMID Growth Strength ETF
FSGS
$32.1M
– –
-18,501
Closed -$473K
BSMN
790
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
– –
-9,275
Closed -$232K
JPS
791
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-14,924
Closed -$92.1K
ATVI
792
DELISTED
Activision Blizzard
ATVI
– –
-2,447
Closed -$229K
28 29 30 31
32

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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.