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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.31%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.4B
AUM Growth
+$10.4M
Cap. Flow
-$64.9M
Cap. Flow %
-4.63%
Top 10 Hldgs %
20.9%
Holding
793
New
49
Increased
299
Reduced
319
Closed
99

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$15M
2
GLD icon
SPDR Gold Trust
GLD
+$11.2M
3
SLV icon
iShares Silver Trust
SLV
+$8.21M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.74M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$7.44M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.62M
2
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$7.39M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$6.38M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5.27M
5
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$4.29M

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Consumer Discretionary 3.72%
3 Healthcare 2.83%
4 Industrials 2.75%
5 Financials 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
776
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
– –
-75,999
Closed -$8.08M
URA icon
777
PUT
Global X Uranium ETF
URA
$6.31B
– –
-36,376
Closed -$725K
VGM icon
778
Invesco Trust Investment Grade Municipals
VGM
$567M
– –
-14,405
Closed -$143K
VKI icon
779
Invesco Advantage Municipal Income Trust II
VKI
$402M
– –
-25,805
Closed -$230K
VKQ icon
780
Invesco Municipal Trust
VKQ
$548M
– –
-30,336
Closed -$301K
VNQI icon
781
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
– –
-40,883
Closed -$1.66M
VTGN icon
782
VistaGen Therapeutics
VTGN
$11.7M
– –
-770
Closed -$2.88K
WFC.PRL icon
783
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
– –
-183
Closed -$215K
XSVM icon
784
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$674M
– –
-5,092
Closed -$232K
ZROZ icon
785
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.32B
– –
-15,928
Closed -$1.53M
FSCS
786
First Trust SMID Capital Strength ETF
FSCS
$59.2M
– –
-8,282
Closed -$229K
ARTY
787
iShares Future AI & Tech ETF
ARTY
$4.09B
– –
-40,371
Closed -$1.27M
SNLN
788
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
– –
-19,934
Closed -$293K
RNDM
789
DELISTED
First Trust Developed International Equity Select ETF
RNDM
– –
-4,656
Closed -$229K
SDIG
790
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
– –
-1,000
Closed -$6.2K
IGR.RT
791
DELISTED
CBRE Global Real Estate Income Fund Rights (expiring April 6, 2023)
IGR.RT
– –
-55,495
Closed -$1.72K
BSCN
792
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
– –
-10,551
Closed -$222K
SLY
793
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
– –
-42,890
Closed -$3.6M
28 29 30 31
32

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q2 2023 Portfolio in Review

As of Q2 2023, Financial Advocates Investment Management held 793 positions worth $1.4B, up 0.74% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management withdrew a net $64.9M in Q2 2023, closing 99 positions and reducing 319 holdings. Its most notable exit was First Trust Health Care AlphaDEX Fund, an estimated $7.39M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in Amazon worth $17.1M.

  • Financial Advocates Investment Management's largest Q2 2023 buy was Amazon: 131,508 shares worth $17.1M.
  • Financial Advocates Investment Management added most to iShares Core S&P US Growth ETF in Q2 2023, an estimated $7.44M increase.
  • Financial Advocates Investment Management's biggest Q2 2023 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.62M.
  • Financial Advocates Investment Management fully exited First Trust Health Care AlphaDEX Fund in Q2 2023, selling an estimated $7.39M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.4B portfolio in Q2 2023.
  • Financial Advocates Investment Management opened 49 new positions and closed 99 in Q2 2023.
  • Financial Advocates Investment Management's portfolio value rose 0.74% quarter-over-quarter to $1.4B.

Based on Financial Advocates Investment Management's 13F filing for Q2 2023, filed 7 Aug 2023.