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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLNE icon
776
Clean Energy Fuels
CLNE
$395M
– –
-3,039
Closed -$504K
CNI icon
777
Canadian National Railway
CNI
$77.1B
– –
-8,328
Closed -$792K
COO icon
778
Cooper Companies
COO
$14.9B
– –
-25,540
Closed -$396K
CRH icon
779
CRH
CRH
$65.8B
– –
-4,761
Closed -$928K
CSCO icon
780
CALL
Cisco
CSCO
$445B
– –
-55,757
Closed -$2.23M
CSIQ icon
781
Canadian Solar
CSIQ
$1.04B
– –
-9,160
Closed -$459K
CYBR
782
DELISTED
CyberArk
CYBR
– –
-1,355
Closed -$203K
DDS icon
783
Dillards
DDS
$9.52B
– –
-10,961
Closed -$982K
DEA
784
Easterly Government Properties
DEA
$1.18B
– –
-8,413
Closed -$4.9M
DEM icon
785
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
– –
-6,505
Closed -$604K
DMXF icon
786
iShares ESG Advanced MSCI EAFE ETF
DMXF
$974M
– –
-35,508
Closed -$712K
DNUT icon
787
Krispy Kreme
DNUT
$574M
– –
-8,975
Closed -$327K
DWAS icon
788
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$452M
– –
-8,855
Closed -$591K
ECPG icon
789
Encore Capital Group
ECPG
$2.14B
– –
-1,438
Closed -$331K
EDIT icon
790
Editas Medicine
EDIT
$435M
– –
-7,882
Closed -$943K
EQT icon
791
EQT Corp
EQT
$33.5B
– –
-8,628
Closed -$351K
ESGV icon
792
Vanguard ESG US Stock ETF
ESGV
$13.7B
– –
-12,411
Closed -$781K
EXAS
793
DELISTED
Exact Sciences
EXAS
– –
-8,206
Closed -$292K
EXPO icon
794
Exponent
EXPO
$3.21B
– –
-3,523
Closed -$243K
FAAR icon
795
First Trust Alternative Absolute Return Strategy ETF
FAAR
$197M
– –
-5,337
Closed -$210K
FISV
796
Fiserv Inc
FISV
$28.6B
– –
-19,108
Closed -$1.9M
FIS icon
797
Fidelity National Information Services
FIS
$22.1B
– –
-7,427
Closed -$552K
FLNC icon
798
PUT
Fluence Energy
FLNC
$2.48B
– –
-3,222
Closed -$465K
FTSL icon
799
First Trust Senior Loan Fund ETF
FTSL
$2.33B
– –
-6,932
Closed -$684K
FXC icon
800
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.6M
– –
-2,722
Closed -$269K
30 31
32
33 34

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.