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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXO icon
776
First Trust Nasdaq Bank ETF
FTXO
$321M
– –
-8,356
Closed -$218K
GLW icon
777
Corning
GLW
$143B
– –
-7,030
Closed -$221K
GMOM icon
778
Cambria Global Momentum ETF
GMOM
$72.6M
– –
-9,487
Closed -$280K
B
779
Barrick Mining
B
$67.6B
– –
-14,410
Closed -$255K
HIG icon
780
Hartford Financial Services
HIG
$37.5B
– –
-3,426
Closed -$224K
HTGC icon
781
Hercules Capital
HTGC
$3.13B
– –
-14,093
Closed -$191K
HUT
782
Hut 8
HUT
$10.7B
– –
-13,400
Closed -$89K
ICLR icon
783
Icon
ICLR
$12.8B
– –
-2,261
Closed -$490K
ICVT icon
784
iShares Convertible Bond ETF
ICVT
$7.67B
– –
-5,094
Closed -$353K
IGM icon
785
iShares Expanded Tech Sector ETF
IGM
$10.9B
– –
-6,834
Closed -$336K
INMB icon
786
INmune Bio
INMB
$57.2M
– –
-15,167
Closed -$134K
IQV icon
787
IQVIA
IQV
$39.9B
– –
-955
Closed -$207K
IQSU icon
788
IQ Candriam US Large Cap Equity ETF
IQSU
$342M
– –
-32,380
Closed -$1.05M
ISTB icon
789
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.14B
– –
-7,870
Closed -$373K
ISRG icon
790
Intuitive Surgical
ISRG
$142B
– –
-1,600
Closed -$321K
ITB icon
791
iShares US Home Construction ETF
ITB
$2.39B
– –
-25,573
Closed -$1.34M
IVOL icon
792
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$271M
– –
-13,410
Closed -$340K
IXN icon
793
iShares Global Tech ETF
IXN
$9.48B
– –
-9,703
Closed -$443K
IYE icon
794
iShares US Energy ETF
IYE
$1.79B
– –
-8,833
Closed -$337K
LRCX icon
795
Lam Research
LRCX
$419B
– –
-7,010
Closed -$298K
LULU icon
796
lululemon athletica
LULU
$13.7B
– –
-1,580
Closed -$431K
LUV icon
797
Southwest Airlines
LUV
$22.2B
– –
-8,295
Closed -$299K
MDY icon
798
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
– –
-1,321
Closed -$547K
DFTX
799
Definium Therapeutics
DFTX
$5.99B
– –
-969
Closed -$9K
MNST icon
800
Monster Beverage
MNST
$91.8B
– –
-15,868
Closed -$368K
30 31
32
33 34

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KAH
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.