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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTM icon
776
DT Midstream
DTM
$13.9B
– –
-4,458
Closed -$701K
EBAY icon
777
eBay
EBAY
$46.4B
– –
-5,852
Closed -$408K
ETG
778
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.89B
– –
-10,575
Closed -$225K
FDT icon
779
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
– –
-3,389
Closed -$207K
FXL icon
780
First Trust Technology AlphaDEX Fund
FXL
$2.89B
– –
-38,972
Closed -$4.79M
GIGB icon
781
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$975M
– –
-6,429
Closed -$350K
GSG icon
782
iShares S&P GSCI Commodity-Indexed Trust
GSG
$931M
– –
-172,070
Closed -$2.9M
HUT
783
Hut 8
HUT
$10.9B
– –
-15,510
Closed -$872K
IVOL icon
784
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$271M
– –
-19,670
Closed -$556K
IVZ icon
785
Invesco
IVZ
$14.2B
– –
-14,529
Closed -$351K
MBIO icon
786
Mustang Bio
MBIO
$4.51M
– –
-52
Closed -$105K
META icon
787
Meta Platforms (Facebook)
META
$1.5T
– –
-12,097
Closed -$4.02M
MINT icon
788
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
– –
-4,505
Closed -$459K
MLN icon
789
VanEck Long Muni ETF
MLN
$684M
– –
-11,300
Closed -$243K
MNST icon
790
Monster Beverage
MNST
$91.8B
– –
-6,752
Closed -$214K
NPO icon
791
Enpro
NPO
$7.21B
– –
-11,222
Closed -$304K
NRP icon
792
Natural Resource Partners
NRP
$1.37B
– –
-9,029
Closed -$302K
NWN icon
793
Northwest Natural Holdings
NWN
$2.14B
– –
-41,082
Closed -$1.89M
OUNZ icon
794
VanEck Merk Gold Trust
OUNZ
$2.71B
– –
-18,361
Closed -$314K
PARA
795
DELISTED
Paramount Global Class B
PARA
– –
-24,386
Closed -$1.08M
PETS icon
796
PetMed Express
PETS
$42.7M
– –
-25,825
Closed -$98K
PEY icon
797
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
– –
-3,443
Closed -$247K
PGX icon
798
Invesco Preferred ETF
PGX
$3.78B
– –
-10,044
Closed -$151K
PJT icon
799
PJT Partners
PJT
$4.42B
– –
-2,588
Closed -$205K
PLTR icon
800
CALL
Palantir
PLTR
$420B
– –
-14,344
Closed -$345K
30 31
32
33 34

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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.