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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
776
Nucor
NUE
$61.7B
– –
-2,302
Closed -$221K
OPTT icon
777
Ocean Power Technologies
OPTT
$54.8M
– –
-12,629
Closed -$32K
OTIS icon
778
Otis Worldwide
OTIS
$27.8B
– –
-7,985
Closed -$365K
PLTR icon
779
Palantir
PLTR
$420B
– –
-13,208
Closed -$322K
PPG icon
780
PPG Industries
PPG
$25.5B
– –
-2,265
Closed -$385K
PSFF icon
781
Pacer Swan SOS Fund of Funds ETF
PSFF
$598M
– –
-31,240
Closed -$1.06M
PSX icon
782
Phillips 66
PSX
$91B
– –
-2,880
Closed -$247K
PTH icon
783
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$244M
– –
-4,125
Closed -$228K
PTY icon
784
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
– –
-35,502
Closed -$702K
QS icon
785
QuantumScape Corp
QS
$3.81B
– –
-7,649
Closed -$223K
RCL icon
786
Royal Caribbean
RCL
$82.8B
– –
-15,042
Closed -$1.28M
RDVY icon
787
CALL
First Trust Rising Dividend Achievers ETF
RDVY
$25.8B
– –
-95,049
Closed -$5.01M
RPM icon
788
RPM International
RPM
$14.5B
– –
-5,205
Closed -$273K
RPV icon
789
Invesco S&P 500 Pure Value ETF
RPV
$1.74B
– –
-54,925
Closed -$4.24M
RVTY icon
790
Revvity
RVTY
$13.1B
– –
-1,574
Closed -$243K
RWK icon
791
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
– –
-3,862
Closed -$342K
SCHA icon
792
CALL
Schwab U.S Small- Cap ETF
SCHA
$23.5B
– –
-30,880
Closed -$1.06M
SCHG icon
793
CALL
Schwab US Large-Cap Growth ETF
SCHG
$63.2B
– –
-230,688
Closed -$4.22M
SLM icon
794
SLM Corp
SLM
$5.28B
– –
-2,721
Closed -$617K
SPG icon
795
Simon Property Group
SPG
$72.3B
– –
-10,179
Closed -$1.32M
SPY icon
796
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$816B
– –
-78,633
Closed -$34.1M
SSNC icon
797
SS&C Technologies
SSNC
$18.9B
– –
-22,872
Closed -$3.14M
SUN icon
798
Sunoco
SUN
$14.1B
– –
-9,273
Closed -$318K
SWBI icon
799
Smith & Wesson
SWBI
$639M
– –
-9,463
Closed -$328K
TAP icon
800
Molson Coors Class B
TAP
$7.84B
– –
-4,125
Closed -$222K
29 30 31
32
33

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.