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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
776
Kroger
KR
$34.9B
– –
-9,735
Closed -$309K
MKC icon
777
McCormick & Company Non-Voting
MKC
$14.6B
– –
-2,476
Closed -$237K
NAVI icon
778
Navient
NAVI
$853M
– –
-11,560
Closed -$114K
NCLH icon
779
Norwegian Cruise Line
NCLH
$8.78B
– –
-20,803
Closed -$529K
NRO
780
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
– –
-87,709
Closed -$369K
NVAX icon
781
Novavax
NVAX
$1.34B
– –
-1,293
Closed -$258K
NWN icon
782
Northwest Natural Holdings
NWN
$2.14B
– –
-5,120
Closed -$235K
PFSI icon
783
PennyMac Financial
PFSI
$4.12B
– –
-3,227
Closed -$212K
PID icon
784
Invesco International Dividend Achievers ETF
PID
$913M
– –
-8,752
Closed -$317K
PPTY
785
US Diversified Real Estate ETF
PPTY
$25.6M
– –
-103,449
Closed -$3M
PTEU icon
786
Pacer Trendpilot European Index ETF
PTEU
$38.4M
– –
-19,892
Closed -$566K
PWS icon
787
Pacer WealthShield ETF
PWS
$25.1M
– –
-11,941
Closed -$348K
QCOM icon
788
Qualcomm
QCOM
$175B
– –
-12,140
Closed -$1.75M
QMOM icon
789
Alpha Architect US Quantitative Momentum ETF
QMOM
$451M
– –
-9,927
Closed -$286K
REGL icon
790
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
– –
-16,998
Closed -$1.07M
RIG icon
791
Transocean
RIG
$6.41B
– –
-14,797
Closed -$51.4K
SCZ icon
792
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
– –
-7,266
Closed -$381K
SIZE icon
793
iShares MSCI USA Size Factor ETF
SIZE
$448M
– –
-12,644
Closed -$605K
SOXX icon
794
iShares Semiconductor ETF
SOXX
$47.3B
– –
-64,590
Closed -$1.21M
SPTL icon
795
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
– –
-120,085
Closed -$3.2M
SPY icon
796
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$815B
– –
-85,890
Closed -$32.8M
SRE icon
797
Sempra
SRE
$56.6B
– –
-4,008
Closed -$256K
SUB icon
798
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
– –
-3,680
Closed -$264K
TAN icon
799
Invesco Solar ETF
TAN
$1.38B
– –
-3,772
Closed -$217K
TAP icon
800
Molson Coors Class B
TAP
$7.83B
– –
-4,552
Closed -$205K
29 30 31
32
33

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CWM
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AWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.