We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$198M
Cap. Flow
+$71.7M
Cap. Flow %
4.15%
Top 10 Hldgs %
22.13%
Holding
816
New
84
Increased
368
Reduced
285
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.4M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.5M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$10.2M
4
JGRO icon
JPMorgan Active Growth ETF
JGRO
+$8.19M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.71M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$11.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.75M
4
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$6.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Consumer Discretionary 3.39%
3 Industrials 3.09%
4 Financials 3.03%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
751
PUT
ExxonMobil
XOM
$657B
$58.1K ﹤0.01%
+500
New +$52.3K
DLTH icon
752
Duluth Holdings
DLTH
$151M
$55K ﹤0.01%
11,225
– –
PLUG icon
753
Plug Power
PLUG
$3.17B
$54.3K ﹤0.01%
15,787
+50
+0.3% +$186
PLTR icon
754
CALL
Palantir
PLTR
$421B
$46K ﹤0.01%
+2,000
New +$42.6K
FBIO icon
755
Fortress Biotech
FBIO
$92.7M
$44.1K ﹤0.01%
+22,039
New +$43.9K
HIVE
756
HIVE Digital Technologies
HIVE
$701M
$41.4K ﹤0.01%
12,274
-19,370
-61% -$69.1K
JPM icon
757
PUT
JPMorgan Chase
JPM
$965B
$39.8K ﹤0.01%
+200
New +$36.1K
KEEL
758
Keel Infrastructure Corp
KEEL
$2.08B
$34.3K ﹤0.01%
15,380
– –
TOON icon
759
Kartoon Studios
TOON
$38.4M
$30.9K ﹤0.01%
22,550
– –
COOK icon
760
Traeger
COOK
$171M
$30.6K ﹤0.01%
242
– –
CRM icon
761
PUT
Salesforce
CRM
$157B
$30.1K ﹤0.01%
+100
New +$28.9K
FLZH
762
Flash Sports & Media Holdings
FLZH
$72.7M
$27.4K ﹤0.01%
+800
New +$38.9K
RDFN
763
PUT
DELISTED
Redfin
RDFN
$26.6K ﹤0.01%
4,000
+3,990
+39,900% +$30.3K
IDR icon
764
PUT
Idaho Strategic Resources
IDR
$501M
$25.4K ﹤0.01%
+3,000
New +$21.3K
VZ icon
765
PUT
Verizon
VZ
$198B
$24.8K ﹤0.01%
+600
New +$24.2K
SCHW
766
PUT
Charles Schwab
SCHW
$189B
$21.7K ﹤0.01%
+300
New +$19.8K
VLD
767
DELISTED
Velo3D, Inc.
VLD
$18.2K ﹤0.01%
+1,143
New +$12.9K
FTNT icon
768
PUT
Fortinet
FTNT
$120B
$13.7K ﹤0.01%
+200
New +$13.3K
NKLA
769
DELISTED
Nikola Corporation Common Stock
NKLA
$12.8K ﹤0.01%
+412
New +$8.85K
DMTK
770
DELISTED
DermTech, Inc. Common Stock
DMTK
$10.6K ﹤0.01%
15,080
-60
-0.4% -$68
SENS icon
771
Senseonics Holdings Inc
SENS
$412M
$10.1K ﹤0.01%
950
– –
ALGS icon
772
Aligos Therapeutics
ALGS
$42M
$9.8K ﹤0.01%
+400
New +$7.96K
S icon
773
CALL
SentinelOne
S
$7.79B
$2.33K ﹤0.01%
+100
New +$2.61K
AGG icon
774
PUT
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-2
Closed -$15
AGGY icon
775
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
– –
-5,699
Closed -$251K
29 30
31
32 33

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Financial Advocates Investment Management held 816 positions worth $1.73B, up 13% from $1.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $71.7M of net new capital in Q1 2024, opening 84 new positions and adding to 368 existing holdings. Its largest new stake was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares Russell 1000 ETF, an estimated $11.6M trimmed.

  • Financial Advocates Investment Management's largest Q1 2024 buy was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $20.4M increase.
  • Financial Advocates Investment Management's biggest Q1 2024 reduction was iShares Russell 1000 ETF, cutting an estimated $11.6M.
  • Financial Advocates Investment Management fully exited Franklin US Low Volatility High Dividend Index ETF in Q1 2024, selling an estimated $6.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.73B portfolio in Q1 2024.
  • Financial Advocates Investment Management opened 84 new positions and closed 43 in Q1 2024.
  • Financial Advocates Investment Management's portfolio value rose 13% quarter-over-quarter to $1.73B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2024, filed 1 May 2024.