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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRA icon
751
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
– –
-10,949
Closed -$138K
FUMB icon
752
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
– –
-29,087
Closed -$579K
GDX icon
753
PUT
VanEck Gold Miners ETF
GDX
$27B
– –
-19,041
Closed -$508K
HUM icon
754
Humana
HUM
$46.2B
– –
-425
Closed -$207K
IFRA icon
755
iShares US Infrastructure ETF
IFRA
$4.63B
– –
-1,329
Closed -$204K
IGV icon
756
iShares Expanded Tech-Software Sector ETF
IGV
$14.9B
– –
-6,895
Closed -$245K
IHDG icon
757
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
– –
-12,989
Closed -$523K
INDA icon
758
iShares MSCI India ETF
INDA
$6.59B
– –
-5,692
Closed -$966K
INMB icon
759
CALL
INmune Bio
INMB
$57.5M
– –
-11,510
Closed -$78.3K
IYH icon
760
iShares US Healthcare ETF
IYH
$3.78B
– –
-193,930
Closed -$1.92M
JAVA icon
761
JPMorgan Active Value ETF
JAVA
$7.19B
– –
-3,979
Closed -$204K
LGOV icon
762
First Trust Long Duration Opportunities ETF
LGOV
$627M
– –
-29,506
Closed -$598K
NSC icon
763
Norfolk Southern
NSC
$76.1B
– –
-1,573
Closed -$310K
NXP icon
764
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
– –
-34,115
Closed -$454K
OABI icon
765
OmniAb
OABI
$520M
– –
-10,105
Closed -$52.4K
ODFL icon
766
Old Dominion Freight Line
ODFL
$44.9B
– –
-1,226
Closed -$251K
OMFL icon
767
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.88B
– –
-4,593
Closed -$211K
ONEQ icon
768
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
– –
-5,832
Closed -$303K
PBD icon
769
Invesco Global Clean Energy ETF
PBD
$196M
– –
-28,206
Closed -$436K
PCQ
770
Pimco California Municipal Income Fund
PCQ
$168M
– –
-20,200
Closed -$168K
PFXF icon
771
VanEck Preferred Securities ex Financials ETF
PFXF
$2.5B
– –
-22,870
Closed -$615K
PLTM icon
772
GraniteShares Platinum Shares
PLTM
$187M
– –
-10,058
Closed -$88.7K
PTY icon
773
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
– –
-278,134
Closed -$3.64M
REET icon
774
iShares Global REIT ETF
REET
$5.08B
– –
-10,871
Closed -$230K
RRC icon
775
Range Resources
RRC
$9.28B
– –
-6,923
Closed -$224K
28 29 30
31
32

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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.