We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDIG
751
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$4.79K ﹤0.01%
1,000
– –
VTGN icon
752
VistaGen Therapeutics
VTGN
$11.6M
$2.38K ﹤0.01%
+770
New +$2.9K
IDEX
753
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$1.66K ﹤0.01%
+81
New +$2.35K
ABR icon
754
Arbor Realty Trust
ABR
$978M
– –
-3,381
Closed -$286K
ACB
755
Aurora Cannabis
ACB
$235M
– –
-428
Closed -$362K
ADI icon
756
Analog Devices
ADI
$188B
– –
-7,393
Closed -$788K
AIG icon
757
American International
AIG
$39.7B
– –
-103,149
Closed -$2.35M
AIVL icon
758
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
– –
-1,645
Closed -$683K
ALLE icon
759
Allegion
ALLE
$13.9B
– –
-11,022
Closed -$667K
ARCB icon
760
ArcBest
ARCB
$3.25B
– –
-3,816
Closed -$278K
ARE icon
761
Alexandria Real Estate Equities
ARE
$8.3B
– –
-2,197
Closed -$402K
ATO icon
762
Atmos Energy
ATO
$28.7B
– –
-3,420
Closed -$341K
ATR icon
763
AptarGroup
ATR
$8.41B
– –
-10,706
Closed -$58K
AUB icon
764
Atlantic Union Bankshares
AUB
$6.1B
– –
-3,360
Closed -$279K
BCRX icon
765
BioCryst Pharmaceuticals
BCRX
$2.52B
– –
-12,708
Closed -$369K
BNY
766
Bank of New York Mellon
BNY
$109B
– –
-3,040
Closed -$308K
BLE
767
DELISTED
BlackRock Municipal Income Trust II
BLE
– –
-4,833
Closed -$223K
BWX icon
768
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
– –
-3,171
Closed -$746K
CAG icon
769
Conagra Brands
CAG
$7.32B
– –
-9,797
Closed -$260K
CCEP icon
770
Coca-Cola Europacific Partners
CCEP
$47.4B
– –
-4,210
Closed -$316K
CEG icon
771
Constellation Energy
CEG
$98.4B
– –
-17,259
Closed -$321K
CHI
772
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
– –
-10,731
Closed -$104K
CI icon
773
Cigna
CI
$73.4B
– –
-15,631
Closed -$503K
CKPT
774
DELISTED
Checkpoint Therapeutics
CKPT
– –
-1,500
Closed -$16K
CLMT icon
775
Calumet Specialty Products
CLMT
$4.24B
– –
-13,193
Closed -$169K
29 30
31
32 33

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.