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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
751
Ameriprise Financial
AMP
$49.8B
– –
-2,902
Closed -$690K
AOK icon
752
iShares Core Conservative Allocation ETF
AOK
$796M
– –
-17,020
Closed -$588K
AOM icon
753
iShares Core Moderate Allocation ETF
AOM
$1.78B
– –
-6,156
Closed -$240K
AQB icon
754
AquaBounty Technologies
AQB
$7.51M
– –
-900
Closed -$31K
BOND icon
755
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.51B
– –
-2,115
Closed -$202K
BTI icon
756
British American Tobacco
BTI
$124B
– –
-7,976
Closed -$342K
CALF icon
757
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.85B
– –
-35,598
Closed -$1.2M
CHD icon
758
Church & Dwight Co
CHD
$24.1B
– –
-2,178
Closed -$202K
CHY
759
Calamos Convertible and High Income Fund
CHY
$1.09B
– –
-11,670
Closed -$130K
CLOU icon
760
Global X Cloud Computing ETF
CLOU
$271M
– –
-10,777
Closed -$178K
CMF icon
761
iShares California Muni Bond ETF
CMF
$4.63B
– –
-8,471
Closed -$478K
COMT icon
762
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.22B
– –
-7,896
Closed -$323K
COPX icon
763
Global X Copper Miners ETF NEW
COPX
$8.09B
– –
-6,812
Closed -$207K
CP icon
764
Canadian Pacific Kansas City
CP
$82.4B
– –
-9,453
Closed -$660K
CQQQ icon
765
Invesco China Technology ETF
CQQQ
$3.2B
– –
-11,415
Closed -$576K
CSCO icon
766
Cisco
CSCO
$453B
– –
-53,488
Closed -$2.37M
CSX icon
767
CSX Corp
CSX
$93.4B
– –
-7,834
Closed -$228K
DFUS
768
Dimensional US Equity ETF
DFUS
$21.8B
– –
-5,094
Closed -$207K
EEMV icon
769
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
– –
-12,546
Closed -$695K
ERIC icon
770
Ericsson
ERIC
$33.7B
– –
-12,920
Closed -$95K
ETN icon
771
Eaton
ETN
$177B
– –
-2,259
Closed -$284K
EW icon
772
Edwards Lifesciences
EW
$54B
– –
-2,362
Closed -$225K
FANG icon
773
Diamondback Energy
FANG
$55.5B
– –
-2,832
Closed -$343K
FE icon
774
FirstEnergy
FE
$27.3B
– –
-5,396
Closed -$207K
FNDF icon
775
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
– –
-9,241
Closed -$261K
29 30
31
32 33

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KAH
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CWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.