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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAND
751
DELISTED
Sandstorm Gold
SAND
$95K 0.01%
15,400
– –
SIRI icon
752
SiriusXM
SIRI
$9.68B
$91K 0.01%
1,437
-2
-0.1% -$125
AQST icon
753
Aquestive Therapeutics
AQST
$543M
$76K ﹤0.01%
19,500
+2,500
+15% +$12.5K
SQQQ icon
754
ProShares UltraPro Short QQQ
SQQQ
$1.67B
$74K ﹤0.01%
100
-3
-3% -$2.54K
SNCR
755
DELISTED
Synchronoss Technologies
SNCR
$73K ﹤0.01%
3,333
– –
EXPR
756
DELISTED
Express, Inc.
EXPR
$52K ﹤0.01%
847
-923
-52% -$72.5K
CKPT
757
DELISTED
Checkpoint Therapeutics
CKPT
$47K ﹤0.01%
1,500
– –
VTGN icon
758
VistaGen Therapeutics
VTGN
$11.7M
$45K ﹤0.01%
770
– –
BARK icon
759
BARK
BARK
$96.9M
$43K ﹤0.01%
507
-115
-18% -$13.2K
AQB icon
760
AquaBounty Technologies
AQB
$7.57M
$39K ﹤0.01%
+925
New +$59.6K
PAVM icon
761
PAVmed
PAVM
$31.8M
$36K ﹤0.01%
33
– –
TONX
762
TON Strategy Co
TONX
$151M
$31K ﹤0.01%
3
– –
MTNB icon
763
Matinas BioPharma
MTNB
$1.52M
$10K ﹤0.01%
200
– –
PW
764
Power REIT
PW
$2.92M
$6K ﹤0.01%
+1,147
New +$648K
AAPL icon
765
Apple
AAPL
$4.45T
– –
-418,384
Closed -$66.1M
ADSK icon
766
Autodesk
ADSK
$52.2B
– –
-319
Closed -$440K
AG icon
767
CALL
First Majestic Silver
AG
$9.21B
– –
-35
Closed -$201K
AGNC icon
768
AGNC Investment
AGNC
$12.9B
– –
-29,754
Closed -$470K
BP icon
769
BP
BP
$110B
– –
-29,649
Closed -$811K
BBBY
770
Bed Bath & Beyond
BBBY
$420M
– –
-3,090
Closed -$253K
CEF icon
771
Sprott Physical Gold and Silver Trust
CEF
$8.26B
– –
-23,950
Closed -$410K
CLIX icon
772
ProShares Long Online/Short Stores ETF
CLIX
$6.28M
– –
-17,312
Closed -$1.19M
CODI icon
773
Compass Diversified
CODI
$938M
– –
-3,814
Closed -$224K
DFUS
774
Dimensional US Equity ETF
DFUS
$21.8B
– –
-4,573
Closed -$216K
DKNG icon
775
DraftKings
DKNG
$12.7B
– –
-6,941
Closed -$334K
29 30
31
32 33

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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.