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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRSP icon
751
CRISPR Therapeutics
CRSP
$5.2B
– –
-3,025
Closed -$490K
CSCO icon
752
PUT
Cisco
CSCO
$452B
– –
-47,519
Closed -$2.52M
DHI icon
753
D.R. Horton
DHI
$41.6B
– –
-4,074
Closed -$371K
EIX icon
754
Edison International
EIX
$27.3B
– –
-3,886
Closed -$225K
FEMS icon
755
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$253M
– –
-89,200
Closed -$4.16M
FL
756
DELISTED
Foot Locker
FL
– –
-16,425
Closed -$55K
FTNT icon
757
Fortinet
FTNT
$120B
– –
-56,140
Closed -$961K
FUBO icon
758
FuboTV Inc
FUBO
$299M
– –
-721
Closed -$278K
GDRX icon
759
CALL
GoodRx Holdings
GDRX
$1.24B
– –
-24,191
Closed -$1.87M
GM icon
760
General Motors
GM
$76.6B
– –
-23,158
Closed -$1.37M
GWW icon
761
W.W. Grainger
GWW
$61.6B
– –
-744
Closed -$326K
HUBS icon
762
HubSpot
HUBS
$10.7B
– –
-456
Closed -$266K
IRM icon
763
Iron Mountain
IRM
$37.4B
– –
-5,797
Closed -$246K
ITB icon
764
PUT
iShares US Home Construction ETF
ITB
$2.37B
– –
-96,835
Closed -$6.71M
IZRL icon
765
ARK Israel Innovative Technology ETF
IZRL
$141M
– –
-25,859
Closed -$3.78M
JWN
766
DELISTED
Nordstrom
JWN
– –
-5,639
Closed -$206K
KLAC icon
767
KLA
KLAC
$277B
– –
-8,950
Closed -$290K
LHX icon
768
L3Harris
LHX
$53.9B
– –
-1,022
Closed -$221K
MHI
769
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-11,271
Closed -$146K
MLPX icon
770
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
– –
-6,034
Closed -$1.45M
MXI icon
771
iShares Global Materials ETF
MXI
$358M
– –
-3,251
Closed -$296K
MYY icon
772
ProShares Short MidCap400
MYY
$2.86M
– –
-95,191
Closed -$2.33M
NDAQ icon
773
Nasdaq
NDAQ
$53.6B
– –
-5,775
Closed -$338K
NEWP
774
New Pacific Metals
NEWP
$1.22B
– –
-10,500
Closed -$51K
NOC icon
775
Northrop Grumman
NOC
$81.6B
– –
-3,048
Closed -$1.11M
29 30
31
32 33

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.