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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
751
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
– –
-2,771
Closed -$229K
DES icon
752
WisdomTree US SmallCap Dividend Fund
DES
$2.23B
– –
-9,502
Closed -$287K
DIS icon
753
Walt Disney
DIS
$181B
– –
-40,872
Closed -$7.54M
DOCU
754
DocuSign
DOCU
$11.3B
– –
-15,066
Closed -$3.49M
EBAY icon
755
CALL
eBay
EBAY
$46.5B
– –
-5,447
Closed -$277K
EEMV icon
756
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
– –
-3,464
Closed -$210K
FATE icon
757
Fate Therapeutics
FATE
$314M
– –
-2,200
Closed -$200K
FDX icon
758
FedEx
FDX
$78.7B
– –
-6,091
Closed -$1.57M
FSLY icon
759
Fastly Inc
FSLY
$4.54B
– –
-16,896
Closed -$1.45M
FTEC icon
760
Fidelity MSCI Information Technology Index ETF
FTEC
$21.6B
– –
-2,588
Closed -$265K
FUBO icon
761
FuboTV Inc
FUBO
$300M
– –
-702
Closed -$236K
FUTU icon
762
Futu Holdings
FUTU
$14.6B
– –
-4,590
Closed -$210K
GMED icon
763
Globus Medical
GMED
$11.5B
– –
-3,979
Closed -$260K
HEZU icon
764
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$590M
– –
-5,155
Closed -$445K
HIBS icon
765
Direxion Daily S&P 500 High Beta Bear 3X ETF
HIBS
$17.3M
– –
-47
Closed -$157K
HYS icon
766
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
– –
-6,174
Closed -$625K
IAGG icon
767
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
– –
-7,400
Closed -$764K
IDU icon
768
iShares US Utilities ETF
IDU
$1.38B
– –
-16,716
Closed -$760K
INDY icon
769
iShares S&P India Nifty 50 Index Fund
INDY
$563M
– –
-3,693
Closed -$227K
IQ icon
770
iQIYI
IQ
$1.25B
– –
-10,055
Closed -$176K
IVLU icon
771
iShares MSCI Intl Value Factor ETF
IVLU
$4.55B
– –
-3,685
Closed -$248K
IYG icon
772
iShares US Financial Services ETF
IYG
$2.23B
– –
-7,815
Closed -$499K
IYLD icon
773
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
– –
-38,055
Closed -$1.38M
IZRL icon
774
ARK Israel Innovative Technology ETF
IZRL
$141M
– –
-7,715
Closed -$229K
KDP icon
775
Keurig Dr Pepper
KDP
$41.8B
– –
-12,025
Closed -$385K
29 30
31
32 33

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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.