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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.09%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.77B
AUM Growth
+$157M
Cap. Flow
+$110M
Cap. Flow %
6.24%
Top 10 Hldgs %
22.83%
Holding
813
New
72
Increased
379
Reduced
285
Closed
45

Top Buys

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$27.8M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$19.4M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$14.2M
4
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$11.9M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$8.29M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$9.55M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$4.88M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.64M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.49M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.42M

Sector Composition

Rank Sector Weight
1 Technology 14.83%
2 Consumer Discretionary 3.78%
3 Financials 3.07%
4 Industrials 3.02%
5 Healthcare 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSM icon
726
Black Stone Minerals
BSM
$3.04B
$153K 0.01%
10,140
– –
EXTR icon
727
Extreme Networks
EXTR
$3.27B
$153K 0.01%
10,150
-25
-0.2% -$354
RDFN
728
DELISTED
Redfin
RDFN
$148K 0.01%
11,815
-1,900
-14% -$17.5K
RMT
729
Royce Micro-Cap Trust
RMT
$779M
$146K 0.01%
15,161
+278
+2% +$2.65K
SLV icon
730
CALL
iShares Silver Trust
SLV
$31.6B
$145K 0.01%
5,100
– –
BBVA icon
731
Banco Bilbao Vizcaya Argentaria
BBVA
$159B
$141K 0.01%
+12,972
New +$135K
BBDC icon
732
Barings BDC
BBDC
$973M
$133K 0.01%
13,580
– –
RIVN icon
733
Rivian
RIVN
$23.3B
$133K 0.01%
+11,847
New +$170K
RIG icon
734
Transocean
RIG
$6.41B
$128K 0.01%
30,076
– –
NPCE icon
735
Neuropace
NPCE
$510M
$125K 0.01%
18,000
+3,000
+20% +$21.9K
JPC icon
736
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$122K 0.01%
15,151
+27
+0.2% +$209
NVDA icon
737
PUT
NVIDIA
NVDA
$5.45T
$121K 0.01%
1,000
– –
PMM
738
Franklin Managed Municipal Income Trust
PMM
$272M
$117K 0.01%
18,039
– –
GEVO icon
739
Gevo
GEVO
$403M
$114K 0.01%
+70,020
New +$56.7K
PFL
740
PIMCO Income Strategy Fund
PFL
$385M
$110K 0.01%
+12,800
New +$106K
AAPL icon
741
PUT
Apple
AAPL
$4.45T
$93.2K 0.01%
400
– –
GOSS icon
742
Gossamer Bio
GOSS
$83.2M
$92.3K 0.01%
93,550
-13,300
-12% -$12.8K
DNN icon
743
Denison Mines
DNN
$2.97B
$92K 0.01%
50,250
– –
SAN icon
744
Banco Santander
SAN
$213B
$89.9K 0.01%
17,632
+1,000
+6% +$4.81K
SLV icon
745
PUT
iShares Silver Trust
SLV
$31.6B
$85.2K ﹤0.01%
+3,000
New +$80.6K
SAND
746
DELISTED
Sandstorm Gold
SAND
$80.7K ﹤0.01%
13,455
-950
-7% -$5.4K
INMB icon
747
INmune Bio
INMB
$57.2M
$72.8K ﹤0.01%
13,500
+2,000
+17% +$14.2K
SDY icon
748
PUT
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$71K ﹤0.01%
+500
New +$67.6K
SNOW icon
749
CALL
Snowflake
SNOW
$117B
$68.9K ﹤0.01%
600
– –
QS icon
750
QuantumScape Corp
QS
$3.81B
$67.6K ﹤0.01%
11,758
-66
-0.6% -$407
28 29
30
31 32

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2024 Portfolio in Review

As of Q3 2024, Financial Advocates Investment Management held 813 positions worth $1.77B, up 9.7% from $1.61B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $110M of net new capital in Q3 2024, opening 72 new positions and adding to 379 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 91,935 shares worth $4.72M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $9.55M trimmed.

  • Financial Advocates Investment Management's largest Q3 2024 buy was iShares Russell 1000 ETF: 91,935 shares worth $4.72M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2024, an estimated $19.4M increase.
  • Financial Advocates Investment Management's biggest Q3 2024 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $9.55M.
  • Financial Advocates Investment Management fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2024, selling an estimated $2.46M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $1.77B portfolio in Q3 2024.
  • Financial Advocates Investment Management opened 72 new positions and closed 45 in Q3 2024.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $1.77B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2024, filed 25 Oct 2024.