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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$198M
Cap. Flow
+$71.7M
Cap. Flow %
4.15%
Top 10 Hldgs %
22.13%
Holding
816
New
84
Increased
368
Reduced
285
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.4M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.5M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$10.2M
4
JGRO icon
JPMorgan Active Growth ETF
JGRO
+$8.19M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.71M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$11.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.75M
4
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$6.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Consumer Discretionary 3.39%
3 Industrials 3.09%
4 Financials 3.03%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SD icon
726
SandRidge Energy
SD
$520M
$168K 0.01%
11,550
– –
FSCO
727
FS Credit Opportunities Corp
FSCO
$1.04B
$168K 0.01%
28,378
+57
+0.2% +$328
GLD icon
728
CALL
SPDR Gold Trust
GLD
$143B
$165K 0.01%
800
+792
+9,900% +$152K
HUT
729
Hut 8
HUT
$11B
$156K 0.01%
14,165
-5,207
-27% -$45.7K
NPCE icon
730
Neuropace
NPCE
$505M
$132K 0.01%
10,000
– –
BBDC icon
731
Barings BDC
BBDC
$975M
$126K 0.01%
+13,580
New +$124K
INMB icon
732
INmune Bio
INMB
$57.7M
$123K 0.01%
10,500
-2,000
-16% -$24.2K
SILO icon
733
Silo Pharma
SILO
$3.88M
$122K 0.01%
4,187
– –
EXTR icon
734
Extreme Networks
EXTR
$3.26B
$118K 0.01%
10,189
+99
+1% +$1.35K
IDR icon
735
Idaho Strategic Resources
IDR
$502M
$117K 0.01%
13,776
– –
SLV icon
736
CALL
iShares Silver Trust
SLV
$31.5B
$116K 0.01%
5,100
+5,049
+9,900% +$108K
JPC icon
737
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$109K 0.01%
15,107
-1,950
-11% -$13.8K
PMM
738
Franklin Managed Municipal Income Trust
PMM
$272M
$108K 0.01%
18,039
– –
JPM icon
739
CALL
JPMorgan Chase
JPM
$971B
$99.6K 0.01%
+500
New +$90.2K
DNN icon
740
Denison Mines
DNN
$2.96B
$98K 0.01%
50,250
– –
MCN
741
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$88.2K 0.01%
12,063
– –
AQST icon
742
Aquestive Therapeutics
AQST
$543M
$85.2K ﹤0.01%
20,000
– –
GOSS icon
743
Gossamer Bio
GOSS
$83.3M
$80.1K ﹤0.01%
67,850
-30,500
-31% -$33.6K
SAND
744
DELISTED
Sandstorm Gold
SAND
$75.6K ﹤0.01%
14,405
-1,286
-8% -$5.95K
JOBY icon
745
Joby Aviation
JOBY
$7.97B
$73.5K ﹤0.01%
13,706
+5
+0% +$28
RDFN
746
DELISTED
Redfin
RDFN
$70.9K ﹤0.01%
10,665
-1,775
-14% -$13.5K
AAPL icon
747
PUT
Apple
AAPL
$4.46T
$68.6K ﹤0.01%
+400
New +$72.7K
PSQH icon
748
PSQ Holdings
PSQH
$16.7M
$67.9K ﹤0.01%
841
+15
+2% +$1.12K
GTHX
749
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
$62.4K ﹤0.01%
14,450
+1,500
+12% +$5.23K
EOD
750
Allspring Global Dividend Opportunity Fund
EOD
$289M
$61.9K ﹤0.01%
12,900
-4,600
-26% -$20.6K
28 29
30
31 32

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Financial Advocates Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Financial Advocates Investment Management held 816 positions worth $1.73B, up 13% from $1.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $71.7M of net new capital in Q1 2024, opening 84 new positions and adding to 368 existing holdings. Its largest new stake was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares Russell 1000 ETF, an estimated $11.6M trimmed.

  • Financial Advocates Investment Management's largest Q1 2024 buy was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $20.4M increase.
  • Financial Advocates Investment Management's biggest Q1 2024 reduction was iShares Russell 1000 ETF, cutting an estimated $11.6M.
  • Financial Advocates Investment Management fully exited Franklin US Low Volatility High Dividend Index ETF in Q1 2024, selling an estimated $6.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.73B portfolio in Q1 2024.
  • Financial Advocates Investment Management opened 84 new positions and closed 43 in Q1 2024.
  • Financial Advocates Investment Management's portfolio value rose 13% quarter-over-quarter to $1.73B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2024, filed 1 May 2024.