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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SENS icon
726
Senseonics Holdings Inc
SENS
$415M
$10.8K ﹤0.01%
950
– –
RIVN icon
727
CALL
Rivian
RIVN
$23.2B
$5.17K ﹤0.01%
+8
New +$150
QQQ icon
728
PUT
Invesco QQQ Trust
QQQ
$487B
$3.61K ﹤0.01%
+10
New +$3.8K
RDFN
729
PUT
DELISTED
Redfin
RDFN
$675 ﹤0.01%
+10
New +$70
IVE icon
730
PUT
iShares S&P 500 Value ETF
IVE
$50.2B
$475 ﹤0.01%
+5
New +$804
GLD icon
731
PUT
SPDR Gold Trust
GLD
$143B
$22 ﹤0.01%
+1
New +$183
AGG icon
732
PUT
iShares Core US Aggregate Bond ETF
AGG
$138B
$15 ﹤0.01%
+2
New +$190
AOR icon
733
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
– –
-13,809
Closed -$1.7M
ASG
734
Liberty All-Star Growth Fund
ASG
$349M
– –
-125,000
Closed -$618K
BOND icon
735
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.51B
– –
-3,214
Closed -$282K
BUFG icon
736
FT Vest Buffered Allocation Growth ETF
BUFG
$335M
– –
-60,302
Closed -$1.19M
CCJ icon
737
Cameco
CCJ
$42.9B
– –
-5,335
Closed -$211K
CROX icon
738
Crocs
CROX
$6.3B
– –
-3,135
Closed -$277K
CWBC
739
Community West Bancshares
CWBC
$704M
– –
-13,400
Closed -$189K
DXCM icon
740
DexCom
DXCM
$34.4B
– –
-2,636
Closed -$246K
EELV icon
741
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$423M
– –
-11,017
Closed -$248K
EQWL icon
742
Invesco S&P 100 Equal Weight ETF
EQWL
$2.8B
– –
-19,669
Closed -$1.55M
ETX
743
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
– –
-11,537
Closed -$196K
EZU icon
744
iShare MSCI Eurozone ETF
EZU
$9.96B
– –
-21,436
Closed -$1.02M
FBND icon
745
Fidelity Total Bond ETF
FBND
$27.4B
– –
-5,813
Closed -$253K
FCAL icon
746
First Trust California Municipal High income ETF
FCAL
$221M
– –
-14,754
Closed -$697K
FEZ icon
747
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.56B
– –
-7,500
Closed -$315K
FISV
748
PUT
Fiserv Inc
FISV
$28.1B
– –
-9,916
Closed -$1.11M
FIGS icon
749
FIGS
FIGS
$2.42B
– –
-13,340
Closed -$78.7K
FLQM icon
750
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.57B
– –
-7,062
Closed -$303K
28 29
30
31 32

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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.