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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKTR icon
726
Nektar Therapeutics
NKTR
$2.59B
– –
-703
Closed -$6.07K
NULV icon
727
Nuveen ESG Large-Cap Value ETF
NULV
$2.29B
– –
-6,462
Closed -$224K
PAM icon
728
Pampa Energía
PAM
$4.24B
– –
-4,855
Closed -$210K
PFL
729
PIMCO Income Strategy Fund
PFL
$385M
– –
-10,700
Closed -$87.6K
RMD icon
730
ResMed
RMD
$32.8B
– –
-1,255
Closed -$274K
RSG icon
731
Republic Services
RSG
$66.3B
– –
-1,434
Closed -$220K
RWR icon
732
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
– –
-6,384
Closed -$577K
SILJ icon
733
Amplify Junior Silver Miners ETF
SILJ
$3.91B
– –
-17,170
Closed -$161K
SPYD icon
734
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
– –
-5,638
Closed -$209K
VFC icon
735
VF Corp
VFC
$5.77B
– –
-10,420
Closed -$199K
VMBS icon
736
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
– –
-4,515
Closed -$208K
WBD icon
737
Warner Bros
WBD
$70.2B
– –
-10,348
Closed -$130K
XSMO icon
738
Invesco S&P SmallCap Momentum ETF
XSMO
$3.13B
– –
-5,544
Closed -$269K
RESP
739
DELISTED
WisdomTree U.S. ESG Fund
RESP
– –
-10,792
Closed -$496K
MMP
740
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-3,497
Closed -$218K
IDEX
741
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
-961
Closed -$8.95K
26 27 28 29
30

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KAH
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CWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.