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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRWG icon
726
GrowGeneration
GRWG
$111M
$86.4K 0.01%
22,052
+2,697
+14% +$12.9K
SAND
727
DELISTED
Sandstorm Gold
SAND
$79K 0.01%
15,010
-390
-3% -$1.99K
IDR icon
728
Idaho Strategic Resources
IDR
$494M
$76.5K 0.01%
13,427
-715
-5% -$4.01K
DNN icon
729
Denison Mines
DNN
$2.98B
$70.4K 0.01%
61,254
+1,004
+2% +$1.19K
DLTH icon
730
Duluth Holdings
DLTH
$152M
$68.1K 0.01%
+11,025
New +$82.6K
ERIC icon
731
Ericsson
ERIC
$33.5B
$63.8K ﹤0.01%
+10,920
New +$65.6K
MARA icon
732
Marathon Digital Holdings
MARA
$3.56B
$59.4K ﹤0.01%
17,371
+120
+0.7% +$1.01K
HUT
733
Hut 8
HUT
$10.4B
$57K ﹤0.01%
+13,400
New +$101K
SILO icon
734
Silo Pharma
SILO
$3.81M
$50.4K ﹤0.01%
+1,000
New +$58.5K
JOBY icon
735
Joby Aviation
JOBY
$8B
$44.6K ﹤0.01%
13,313
+1,713
+15% +$6.94K
COOK icon
736
Traeger
COOK
$169M
$34.2K ﹤0.01%
+242
New +$40.5K
AMRN
737
Amarin Corp
AMRN
$300M
$30.9K ﹤0.01%
1,275
-10,819
-89% -$260K
DMTK
738
DELISTED
DermTech, Inc. Common Stock
DMTK
$29.9K ﹤0.01%
16,905
-355
-2% -$944
SB icon
739
Safe Bulkers
SB
$778M
$29.1K ﹤0.01%
+10,000
New +$27.7K
AQST icon
740
Aquestive Therapeutics
AQST
$537M
$28.9K ﹤0.01%
32,000
+5,000
+19% +$4.7K
NKTR icon
741
Nektar Therapeutics
NKTR
$2.57B
$28.1K ﹤0.01%
+829
New +$40.1K
HIVE
742
HIVE Digital Technologies
HIVE
$706M
$27.9K ﹤0.01%
19,373
-4,900
-20% -$12.5K
SENS icon
743
Senseonics Holdings Inc
SENS
$408M
$19.6K ﹤0.01%
950
– –
SNCR
744
DELISTED
Synchronoss Technologies
SNCR
$18.5K ﹤0.01%
3,333
– –
NPCE icon
745
Neuropace
NPCE
$505M
$14.9K ﹤0.01%
10,000
– –
BTBT icon
746
Bit Digital
BTBT
$516M
$10.1K ﹤0.01%
16,824
– –
KEEL
747
Keel Infrastructure Corp
KEEL
$2.04B
$8.37K ﹤0.01%
+19,030
New +$14K
MBIO icon
748
Mustang Bio
MBIO
$4.5M
$7.9K ﹤0.01%
27
– –
PAVM icon
749
PAVmed
PAVM
$31.9M
$7.04K ﹤0.01%
33
– –
MTNB icon
750
Matinas BioPharma
MTNB
$1.49M
$5K ﹤0.01%
200
– –
28 29
30
31 32

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KAH
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CWM
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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.